Senior Client Contact & Compliance Consultant in Swindon

Senior Client Contact & Compliance Consultant in Swindon

Swindon Full-Time 60000 - 75000 £ / year (est.) No working from home possible
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At a Glance

  • Tasks: Ensure compliance with sales processes and FCA principles while driving continuous improvement.
  • Company: Join Openwork Limited, a leader in financial services based in Swindon.
  • Benefits: Earn up to £43,000, enjoy a 10% bonus, and benefit from pension matching.
  • Other info: Hybrid role with 3 days in the office, offering great career growth opportunities.
  • Why this job: Make a real impact on adviser adherence and customer outcomes in a dynamic environment.
  • Qualifications: Experience in financial services and knowledge of FCA regulations required.

The predicted salary is between 60000 - 75000 £ per year.

Openwork Limited in Swindon is seeking a Quality & Compliance Advisor to ensure adviser adherence to sales processes, FCA principles and customer outcomes.

You’ll monitor outcomes with internal teams and third‑party providers to drive continuous improvement.

This hybrid role (3 days in the Swindon office) suits someone with financial services experience and knowledge of FCA regulations.

Benefits include salary up to £43,000, 10% on‑target bonus and pension matching.

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Senior Client Contact & Compliance Consultant in Swindon employer: Openwork Limited

At The Openwork Partnership, we pride ourselves on being a dynamic and inclusive employer that invests in the growth and development of our colleagues. With a strong focus on work-life balance and a culture that celebrates individuality, we offer competitive benefits including a generous salary, bonus scheme, and flexible working arrangements from our Swindon office. Join us to make a meaningful impact in the financial services sector while enjoying a supportive environment that values your contributions.

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Contact Details:

Openwork Limited Recruitment Team

We think you need these skills to ace Senior Client Contact & Compliance Consultant in Swindon

Quality Assurance
Compliance Knowledge
FCA Regulations
Sales Process Adherence
Monitoring and Evaluation
Continuous Improvement
Financial Services Experience