At a Glance
- Tasks: Conduct oversight reviews and ensure compliance with regulatory obligations.
- Company: Join a leading bank focused on compliance and customer satisfaction.
- Benefits: 12-month contract with competitive pay and professional development opportunities.
- Other info: Collaborative team culture with opportunities for growth and learning.
- Why this job: Make a real impact in a dynamic banking environment while enhancing your compliance skills.
- Qualifications: Experience in compliance oversight and strong communication skills.
The predicted salary is between 50000 - 60000 £ per year.
We are looking for a Senior Conduct & Compliance Oversight Officer to provide second line of defence (2LoD) oversight over 1LoD (first line of defence) teams, so that they meet their regulatory obligations and effectively manage their regulatory compliance and conduct risks. Please note; this role is a 12 month fixed term contract.
Key Responsibilities
- Deliver thematic Conduct & Compliance Oversight reviews as part of a high performing Oversight team, providing independent challenge to Starling Bank's first line of defence (1LoD) teams.
- Delivery of thematic Conduct & Compliance reviews with an initial focus on customer and control remediation.
- Ability to write up findings related to oversight reviews in a timely manner, clearly and accurately.
- Build strong relationships with 1LoD to deliver a collaborative working environment between Compliance and the business.
- Ability to support team members with the completion and delivery of compliance reviews and findings.
Senior Conduct & Compliance Oversight Officer (12 month FTC) in London employer: Onyx-Conseil
Starling Bank is an exceptional employer that fosters a collaborative and high-performing work culture, particularly for the Senior Conduct & Compliance Oversight Officer role. With a strong emphasis on employee growth and development, we offer unique opportunities to engage in meaningful compliance oversight while ensuring regulatory obligations are met. Our commitment to innovation and teamwork makes Starling Bank a rewarding place to advance your career in the heart of the financial sector.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Conduct & Compliance Oversight Officer (12 month FTC) in London
✨Tip Number 1
Network like a pro! Reach out to folks in the industry on LinkedIn or at events. Building relationships can open doors that a CV just can't.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. We want to see you shine, so know your stuff about Starling Bank and how you can contribute!
✨Tip Number 3
Practice your answers to common interview questions. We recommend using the STAR method (Situation, Task, Action, Result) to structure your responses effectively.
✨Tip Number 4
Don’t forget to follow up after your interview! A quick thank-you email can leave a lasting impression and show your enthusiasm for the role.
We think you need these skills to ace Senior Conduct & Compliance Oversight Officer (12 month FTC) in London
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter for the Senior Conduct & Compliance Oversight Officer role. Highlight your experience in compliance and oversight, and show us how you can add value to our team.
Showcase Your Skills:We want to see your ability to write up findings clearly and accurately. Include examples of past reports or reviews you've conducted that demonstrate your attention to detail and analytical skills.
Emphasise Collaboration:Since building strong relationships with 1LoD is key, share instances where you've successfully collaborated with other teams. This will show us you're a team player who can foster a positive working environment.
Apply Through Our Website:Don't forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. We can't wait to hear from you!
How to prepare for a job interview at Onyx-Conseil
✨Know Your Regulatory Stuff
Make sure you brush up on the latest regulations and compliance standards relevant to the role. Being able to discuss specific regulatory frameworks and how they apply to the first line of defence will show that you're not just familiar with the basics, but that you’re ready to dive deep into the specifics.
✨Showcase Your Oversight Experience
Prepare examples from your past roles where you've successfully conducted oversight reviews or managed compliance risks. Be ready to explain your approach, the challenges you faced, and how you overcame them. This will demonstrate your capability to deliver thematic reviews effectively.
✨Build Rapport with 1LoD Insights
Think about how you can foster strong relationships with first line of defence teams. During the interview, share your strategies for collaboration and communication. Highlight any previous experiences where you’ve worked closely with operational teams to enhance compliance and conduct.
✨Be Clear and Concise in Your Communication
Since writing up findings is a key part of the role, practice articulating your thoughts clearly and succinctly. You might even want to prepare a brief summary of a past oversight review to showcase your ability to convey complex information in an understandable way during the interview.
