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For Companies At a Glance
- Tasks: Lead regulatory compliance and financial crime risk management for a dynamic crypto and FX company.
- Company: Join a leading liquidity and technology provider in the crypto and foreign exchange industry.
- Benefits: Enjoy flexible hybrid working, competitive salary, and performance-based bonuses.
- Why this job: Make a real impact in compliance while working with an innovative and inclusive team.
- Qualifications: 5+ years in compliance within a UK FCA-regulated institution; strong regulatory knowledge required.
- Other info: Only UK-based applications will be considered for this role.
The predicted salary is between 48000 - 84000 £ per year.
Overview
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Job Type: Full-time (Hybrid/Remote-Office located in London)
The company is a liquidity and technology provider of solutions for the crypto and foreign exchange (FX) industry. The company specializes in the sphere of B2B services and products, catering to a wide range of clients including large licensed brokers, crypto exchanges, crypto brokers, forex brokers, hedge and crypto funds, and professional managers.
Seniority level: Mid-Senior level
Employment type: Full-time
Job function: Accounting/Auditing
Location: United Kingdom (London-based with hybrid/remote options)
Role Overview
We are seeking an experienced Senior Compliance Officer & MLRO to lead regulatory compliance and financial crime risk management for their FCA-regulated Electronic Money Institution (EMI). The successful candidate will ensure full adherence to UK Financial Conduct Authority (FCA) regulations, the Money Laundering Regulations 2017, and global financial crime standards, while supporting the firm’s operational integrity and safeguarding their clients and business from regulatory and AML/CTF risks.
Key Responsibilities
- Regulatory Compliance & FCA Engagement
- Oversee compliance with the FCA’s regulatory framework for EMIs, including SMCR, Consumer Duty, and AML/CFT rules
- Serve as the main liaison for all FCA queries, supervision, and reporting requirements
- Prepare and submit regulatory reports, audit responses, and licensing documents accurately and promptly
- Monitor regulatory developments and implement policy/procedural updates in line with FCA Handbook, Money Laundering Regulations, and industry best practice
- Maintain, review, and enhance internal risk frameworks, compliance manuals, and operational procedures to ensure ongoing regulatory compliance
- Ensure compliance with client fund safeguarding, capital adequacy standards, and all FCA EMI-specific reporting obligations
- AML/CFT Compliance & Financial Crime Prevention
- Appointed as MLRO, lead all AML/CTF and Sanctions program responsibilities
- Manage robust KYC/KYB onboarding and ongoing account monitoring, including source of funds/wealth checks
- Operate advanced transaction monitoring systems to detect and investigate money laundering, terrorist financing, and suspicious trading activities
- Conduct Enhanced Due Diligence (EDD) for high-risk clients, Politically Exposed Persons (PEPs), and complex cross-border activities
- Prepare and submit Suspicious Activity Reports (SARs) to the National Crime Agency (NCA) and other relevant authorities
- Oversee sanctions screening (OFAC, EU, UN, HMT) and ensure compliance with financial crime prevention guidelines
Internal Compliance & Governance
- Design, update, and enforce compliance policies, controls, and procedures for EMI operations
- Conduct periodic internal audits, compliance monitoring, and risk assessments to identify and mitigate regulatory risks
- Deliver regular employee training on AML/CTF, FCA standards, and operational regulatory requirements
- Ensure all marketing, client agreements, and financial promotions comply with FCA rules and prevent misleading statements
- Report compliance risks, breaches, and findings to senior management/Board, and advise on mitigation strategies
- Monitor product development, new financial services, and client-related operations for compliance risks
Qualifications & Experience
- Education: Bachelor’s or Master’s degree in Law, Finance, Business Administration, or a related field; professional compliance certifications (CAMS, ICA, CRCM) preferred
- Experience: Minimum 5 years compliance experience within a UK FCA-regulated financial institution (EMI, PI, bank, broker); proven background in KYB/KYC, compliance governance, and risk analysis
- Regulatory Knowledge: Strong understanding of FCA EMI regulations, the Money Laundering Regulations 2017, and UK AML/CTF law
- Analytical & Communication Skills: Ability to analyse complex regulatory requirements, assess risk, and communicate effectively with regulatory bodies and internal stakeholders
- Attention to Detail: Strong skills in regulatory reporting, compliance documentation, and risk management
- Personal Attributes: Self-motivated, proactive, independent, ethically minded, and forward-thinking mindset
- Regulatory Awareness: Deep knowledge of FCA rules, FATF guidelines, and UK AML/CTF frameworks
- Decision-Making: Skilled at risk-based decision making, especially in high-risk and complex scenarios
- Collaboration: Experience in cross-functional teamwork with risk, legal, tech, and finance teams
- Strategic Thinking: Ability to develop and implement compliance strategies aligned with evolving UK and global regulations
- Tech-Savvy Approach: Familiarity with KYB/KYC software (Sum & Substance, Lexis Nexis, ComplyAdvantage), payment/trading platforms, and compliance technology tools
- Training & Communication: Capable of delivering training, policy updates, and compliance support company-wide
Why Join Us?
- Work in a high-impact, visible role as part of a leading UK-regulated EMI
- Shape the compliance culture and safeguard the firm as a leader in regulatory integrity
- Collaborate with a dynamic, inclusive UK team committed to best practices, innovation, and client protection
- Competitive salary commensurate with experience
- Annual leave as per local employment law
- Flexible/hybrid working arrangements
- Support for ongoing professional training and regulatory certifications
- Performance-based annual bonuses tied to compliance KPIs
*Only UK-based applications will be considered for this role.
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Senior Compliance Officer & MLRO employer: OnHires
Contact Detail:
OnHires Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer & MLRO
✨Tip Number 1
Familiarise yourself with the latest FCA regulations and guidelines, especially those related to Electronic Money Institutions. This will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly evolving regulatory landscape.
✨Tip Number 2
Network with professionals in the compliance and financial crime sectors. Attend industry events or webinars where you can meet people who work in similar roles. Building these connections can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully managed compliance risks in previous roles. Highlight your experience with KYC/KYB processes and any tools you've used, as this will showcase your practical knowledge and problem-solving skills.
✨Tip Number 4
Research OnHires and their approach to compliance and financial crime prevention. Understanding their values and operational strategies will allow you to tailor your discussions during the interview, showing that you're genuinely interested in contributing to their mission.
We think you need these skills to ace Senior Compliance Officer & MLRO
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance, particularly within FCA-regulated environments. Emphasise your knowledge of AML/CTF regulations and any specific achievements that demonstrate your expertise.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your motivation for applying to this role. Discuss your understanding of the company's operations in the crypto and FX industry and how your skills align with their needs.
Highlight Relevant Qualifications: Clearly list your educational background and any professional certifications such as CAMS or ICA. This will help demonstrate your commitment to compliance and regulatory standards.
Showcase Analytical Skills: In your application, provide examples of how you've successfully navigated complex regulatory requirements in previous roles. Highlight your analytical skills and decision-making abilities in high-risk scenarios.
How to prepare for a job interview at OnHires
✨Know Your Regulations
Make sure you have a solid understanding of the FCA regulations, Money Laundering Regulations 2017, and AML/CTF laws. Be prepared to discuss how these regulations impact the role and how you would ensure compliance within the company.
✨Showcase Your Experience
Highlight your previous experience in compliance roles, especially within FCA-regulated institutions. Be ready to provide specific examples of how you've managed KYC/KYB processes or dealt with regulatory audits.
✨Demonstrate Analytical Skills
Prepare to discuss how you analyse complex regulatory requirements and assess risks. You might be asked to solve hypothetical scenarios, so think about your approach to risk-based decision-making.
✨Emphasise Communication Abilities
As a Senior Compliance Officer & MLRO, you'll need to communicate effectively with various stakeholders. Be ready to share examples of how you've successfully liaised with regulatory bodies or trained staff on compliance matters.
