Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Assist in ensuring compliance with regulatory standards and improve procedures for better customer outcomes.
- Company: Join a leading firm in the mortgage industry with a focus on compliance and customer care.
- Benefits: Enjoy a hybrid work model, competitive salary, and opportunities for personal development.
- Other info: Dynamic role with opportunities to grow and develop your skills in a supportive environment.
- Why this job: Make a real difference by enhancing compliance processes and protecting customers' interests.
- Qualifications: CeMap or equivalent qualification; knowledge of mortgage markets and regulations is essential.
The predicted salary is between 35000 - 45000 £ per year.
To assist the Head of Compliance (HoC) in providing assurance to Mortgage Intelligence Holdings (MIH) that the Network and their Appointed Representatives (ARs) adhere to the required regulatory standards set by the Financial Conduct Authority (FCA) and other regulatory bodies. Have responsibility for the maintenance of compliance related procedures across the Network, to ensure that they are appropriate and practical to allow ARs to deliver well documented and suitable advice to meet the needs of their customers. Where gaps are identified suggest, draft and implement appropriate enhancements and actions in conjunction with the HoC.
Key Responsibilities
- Regular reviews of Network procedures against the FCA Handbook and other regulatory rules.
- Proactively consider opportunities to improve policy and procedures, in order to enhance customer outcomes within MIH.
- Deal with regulatory questions from internal departments and across Network ARs.
- Take the lead on compliance related Consumer Duty actions, suggesting and making improvements to current and future compliance processes.
- Identify potential risks to the Network and customers, working with the HoC to put in place actions and procedures to mitigate the risks identified.
- Provide analysis of the potential impact on customers when considering introducing new initiatives.
- Liaise with other departmental managers/supervisors to provide them with information regarding any relevant regulatory developments.
- Liaise with other Group entities and other associated parties to identify appropriate synergies with regards to policies and procedures.
- Regularly attend and contribute to a range of internal and external meetings on compliance related matters.
- Produce information for monthly Board Reports, Risk Register, Vulnerable Customer and Consumer Duty reporting.
- Contribute towards the networks ongoing Consumer Duty obligations, considering these in all actions and decisions that are taken.
- Maintain a good industry and technical compliance knowledge, assuming responsibility for own personal development.
- Carry out ad hoc tasks as may be delegated to you by your line manager as required by the business.
Qualifications
- CeMap or equivalent qualification.
- Equity Release Qualification (desirable but not essential).
Experience / Knowledge
- Detailed knowledge of the mortgage and insurance markets.
- Detailed knowledge of the regulatory environment.
- Commercial awareness.
- Risk awareness.
Skills
- Able to make decisions regarding the severity of issues and suggest appropriate actions to mitigate them.
- Customer focused outlook.
- Excellent oral and written communication skills.
- Excellent listening and observation skills.
- High level of accuracy and attention to detail.
- Strong IT skills and ability to analyse data.
Personal Attributes
- Professional approach and appearance.
- A confident but calm manner.
- Ability to manage time effectively and prioritise work within set timescales.
- Ability to handle difficult situations/circumstances and resolve issues in a timely manner.
- A flexible and adaptable attitude.
Compliance Officer employer: OneDome
Contact Detail:
OneDome Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Network, network, network! Get out there and connect with people in the compliance field. Attend industry events, join relevant online forums, and don’t be shy about reaching out to professionals on LinkedIn. You never know who might have a lead on your dream Compliance Officer role!
✨Tip Number 2
Prepare for interviews like a pro! Research the company and its compliance practices thoroughly. Be ready to discuss how you can enhance their procedures and mitigate risks. Show them you’re not just another candidate; you’re the one they need to ensure regulatory standards are met.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email to express your appreciation for the opportunity. It keeps you fresh in their minds and shows your enthusiasm for the role. Plus, it’s a great chance to reiterate why you’re the perfect fit!
✨Tip Number 4
Check out our website for job openings! We regularly post new roles, and applying directly through us can give you an edge. Tailor your application to highlight your compliance knowledge and customer-focused approach, and let’s get you that Compliance Officer position!
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your experience in regulatory environments and any relevant qualifications like CeMap. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team. Keep it concise but impactful, and don’t forget to mention your customer-focused outlook.
Showcase Your Attention to Detail: As a Compliance Officer, attention to detail is key. Make sure your application is free from typos and errors. We appreciate candidates who take the time to present their work neatly and accurately.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you get all the updates directly from us. Plus, it’s super easy!
How to prepare for a job interview at OneDome
✨Know Your Regulations
Make sure you brush up on the FCA Handbook and other regulatory rules relevant to the role. Being able to discuss specific regulations and how they apply to the company will show that you're not just familiar with compliance, but that you can actively contribute to maintaining high standards.
✨Showcase Your Analytical Skills
Prepare examples of how you've identified risks in previous roles and the actions you took to mitigate them. This will demonstrate your ability to analyse situations critically and make informed decisions, which is crucial for a Compliance Officer.
✨Be Customer-Focused
Think about how compliance impacts customer outcomes. Be ready to discuss how you would enhance policies and procedures to improve customer experiences. This shows that you understand the bigger picture and are committed to delivering suitable advice.
✨Communicate Effectively
Practice articulating your thoughts clearly and confidently. Since the role involves liaising with various departments and presenting information, strong communication skills are essential. Consider preparing a brief presentation on a compliance topic to showcase your skills during the interview.