Compliance Officer in London

Compliance Officer in London

London Full-Time 60000 - 84000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Own the compliance function and ensure regulatory adherence in a dynamic hedge fund environment.
  • Company: Join two leading Hedge Funds in London, known for their innovative approach.
  • Benefits: Competitive salary, career progression, and support from experienced legal counsel.
  • Why this job: Step up into a lead compliance role and make a significant impact.
  • Qualifications: 6-10+ years of hedge fund compliance experience and strong regulatory knowledge.
  • Other info: Exciting opportunity for growth within a supportive team.

The predicted salary is between 60000 - 84000 £ per year.

One Ten Associates are partnering with two Hedge Funds which are both seeking experienced Compliance Officers to join their London office. Both positions are similar in nature; the role of the Compliance Officer will be to take ownership of the compliance function day-to-day, with the support of the General Counsel.

One position will be to take on the SMF16/17 functions within the first few months, whereas the other position will offer progression into the SMF functions within the first 6-12 months (or an agreed time frame).

You’ll be expected to provide coverage across both FCA and SEC regulated activities, therefore UK and US regulatory knowledge having worked within a Hedge Fund is essential.

We are ideally seeking candidates with circa 6 to 10+ years hedge fund compliance experience. The ideal profile will be looking to step up into a compliance lead role, having worked as a Deputy Head elsewhere or holding a senior compliance position.

Compliance Officer in London employer: One Ten Associates

At One Ten Associates, we pride ourselves on fostering a dynamic and inclusive work culture that empowers our employees to excel in their careers. Located in the heart of London, we offer competitive benefits, opportunities for professional growth, and the chance to work alongside industry leaders in hedge fund compliance. Join us to take your career to the next level while contributing to a collaborative environment that values innovation and integrity.
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Contact Detail:

One Ten Associates Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Officer in London

✨Tip Number 1

Network like a pro! Reach out to your connections in the hedge fund world and let them know you're on the lookout for Compliance Officer roles. You never know who might have the inside scoop on an opening or can put in a good word for you.

✨Tip Number 2

Prepare for those interviews by brushing up on your FCA and SEC regulations. Make sure you can confidently discuss how your experience aligns with the compliance functions they'll need you to take ownership of. Show them you’re ready to step up!

✨Tip Number 3

Don’t just apply anywhere; focus on firms that excite you! Use our website to find roles that match your skills and aspirations. Tailor your approach to each company, showing them why you’re the perfect fit for their compliance team.

✨Tip Number 4

Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. It shows your enthusiasm for the role and gives you another chance to reiterate why you’d be a great addition to their compliance function.

We think you need these skills to ace Compliance Officer in London

Compliance Management
FCA Regulatory Knowledge
SEC Regulatory Knowledge
Hedge Fund Compliance Experience
SMF16/17 Functions
Risk Assessment
Regulatory Reporting
Stakeholder Engagement
Analytical Skills
Attention to Detail
Communication Skills
Leadership Skills
Problem-Solving Skills
Project Management

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your experience in hedge fund compliance and any relevant regulatory knowledge, especially around FCA and SEC activities. We want to see how your background aligns with what we're looking for!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the role and how your experience can benefit us. Be sure to mention your interest in taking on SMF functions and your readiness to step up into a lead role.

Showcase Relevant Experience: When detailing your work history, focus on your compliance achievements and responsibilities. We’re keen to see examples of how you've managed compliance functions and navigated regulatory challenges in previous roles.

Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re serious about joining our team!

How to prepare for a job interview at One Ten Associates

✨Know Your Regulations

Make sure you brush up on both FCA and SEC regulations. Being able to discuss specific compliance issues and how they relate to hedge funds will show that you’re not just familiar with the rules, but that you can apply them in real-world scenarios.

✨Showcase Your Experience

Prepare to talk about your previous roles, especially any experience as a Deputy Head or in senior compliance positions. Highlight specific challenges you faced and how you overcame them, as this will demonstrate your capability to take ownership of the compliance function.

✨Understand the Company Culture

Research the hedge funds you’re interviewing with. Understanding their values and how they operate will help you tailor your answers and show that you’re a good fit for their team. It’s all about aligning your experience with their needs.

✨Ask Insightful Questions

Prepare thoughtful questions about the compliance function and the expectations for the SMF16/17 roles. This not only shows your interest in the position but also gives you a chance to assess if the role aligns with your career goals.

Compliance Officer in London
One Ten Associates
Location: London

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