At a Glance
- Tasks: Ensure compliance in marketing and distribution of investment products across multiple jurisdictions.
- Company: Join a leading global institutional asset manager with a strong reputation.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Other info: Opportunity for career growth in a collaborative team setting.
- Why this job: Make a real impact by guiding regulatory compliance in a fast-paced industry.
- Qualifications: Experience in marketing compliance and strong communication skills required.
The predicted salary is between 59400 - 72600 £ per year.
One Ten Associates are partnering with a leading global institutional asset manager to appoint a Compliance Officer within its Distribution Compliance team.
An opportunity has arisen for an experienced Compliance Professional to join the firm's London-based team, with responsibility for sales and distribution compliance across the UK, EMEA and selected international markets.
Working closely with colleagues across Compliance, Sales and Distribution teams, the successful candidate will provide practical regulatory guidance and help ensure that the firm's products and communications are marketed appropriately across multiple jurisdictions.
Key Responsibilities
- Review and approve marketing materials and other client-facing communications.
- Advise commercial and product teams on the regulatory requirements governing the promotion and distribution of investment products across multiple jurisdictions.
- Provide compliance input into new product launches, market-entry projects and wider distribution activities.
- Maintain and improve the policies, procedures and controls supporting the firm's marketing and distribution activities.
- Track relevant regulatory developments and help the business incorporate new requirements into its existing processes.
- Design and deliver training to colleagues across Sales, Distribution, and other relevant functions.
Experience
- Previous marketing/distribution compliance experience within an asset manager
- An understanding of cross-border distribution requirements across the UK and EMEA.
- Strong written communication, stakeholder-management and organisational skills.
Compliance Manager - Distribution in London employer: One Ten Associates
One Ten Associates is an exceptional employer, offering a dynamic work environment in the heart of London where innovation and collaboration thrive. Employees benefit from a culture that promotes intellectual curiosity and provides ample opportunities for professional growth, making it an ideal place for those looking to make a meaningful impact in the finance sector.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager - Distribution in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like One Ten Associates looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Manager - Distribution in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at One Ten Associates. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at One Ten Associates
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with One Ten Associates’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
