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- Tasks: Join a small compliance team and support regulatory monitoring and reporting.
- Company: Dynamic multi-strategy fund based in London with a collaborative culture.
- Benefits: Competitive salary and opportunities for professional growth.
- Why this job: Make a real impact in compliance while working in a fast-paced environment.
- Qualifications: 2-5 years experience in asset management and strong compliance knowledge.
- Other info: Great opportunity to develop your career in a supportive team.
The predicted salary is between 36000 - 60000 £ per year.
One Ten Associates are partnering with a multi-strategy fund that is looking to hire a Compliance Associate within their London office (HQ). Reporting into the Head of Compliance, you will join a small compliance team and the position will be a broad generalised compliance role.
- Compliance monitoring/surveillance
- Central Compliance
- Regulatory Reporting
- Assist with providing regulatory advice
- AML/KYC
We are ideally seeking candidates ranging from 2-5 years experience within the asset management industry.
Associate Regulatory Specialist in London employer: One Ten Associates
Contact Detail:
One Ten Associates Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Associate Regulatory Specialist in London
✨Tip Number 1
Network like a pro! Reach out to folks in the asset management industry, especially those who work in compliance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your regulatory knowledge. Make sure you can discuss AML/KYC and compliance monitoring confidently. We want you to shine when it comes to showcasing your expertise!
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you and match your experience in compliance.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind. It shows your enthusiasm for the role and helps build a connection with the hiring team.
We think you need these skills to ace Associate Regulatory Specialist in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Associate Regulatory Specialist role. Highlight your experience in compliance monitoring, regulatory reporting, and any relevant AML/KYC knowledge. We want to see how your background fits with what we do!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills align with our needs. We love seeing genuine enthusiasm for the role and the industry.
Showcase Relevant Experience: When filling out your application, be sure to showcase your 2-5 years of experience in the asset management industry. We’re looking for candidates who can hit the ground running, so let us know what you've done that relates to this position!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates from us. Plus, it’s super easy!
How to prepare for a job interview at One Ten Associates
✨Know Your Compliance Basics
Make sure you brush up on the fundamentals of compliance, especially in the asset management sector. Understand key regulations and frameworks like AML and KYC, as well as the specific compliance challenges faced by multi-strategy funds.
✨Showcase Your Experience
Prepare to discuss your previous roles and how they relate to the responsibilities of a Compliance Associate. Highlight any specific projects or tasks where you successfully navigated regulatory requirements or improved compliance processes.
✨Ask Insightful Questions
Demonstrate your interest in the role by preparing thoughtful questions about the compliance team's structure, current challenges, and the firm's approach to regulatory changes. This shows that you're not just interested in the job, but also in contributing to the team’s success.
✨Be Ready for Scenario-Based Questions
Expect to face scenario-based questions that assess your problem-solving skills in compliance situations. Think through potential compliance dilemmas you might encounter and how you would address them, showcasing your analytical thinking and decision-making abilities.