Compliance Associate

Compliance Associate

City of London Full-Time 48000 - 84000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Join as a Compliance Associate, ensuring adherence to UK and US regulations in a dynamic fund environment.
  • Company: One Ten Associates collaborates with top-tier Fund Managers in London, focusing on compliance excellence.
  • Benefits: Enjoy a hybrid working pattern with competitive salaries ranging from £60-120k, depending on experience.
  • Why this job: Be part of a vibrant team, making a real impact in the finance sector while growing your career.
  • Qualifications: Candidates should have 2-7+ years of compliance experience, preferably in asset management or hedge funds.
  • Other info: Roles available in both multi-strategy and systematic funds, offering diverse opportunities for professional growth.

The predicted salary is between 48000 - 84000 £ per year.

Job Description

One Ten Associates are partnering with a multi-strategy fund that is looking to hire a Compliance Associate within their London office (HQ).

Reporting into the Head of Compliance, you'll join a small compliance team and the position will be a broad generalised compliance role. Duties will include:

  • Compliance monitoring/surveillance
  • Central Compliance
  • Regulatory Reporting
  • Assist with providing regulatory advice
  • AML/KYC
  • Reviewing/approving marketing materials

We are ideally seeking candidates ranging from 2-5 years experience within the asset management industry.

Compliance Associate employer: One Ten Associates

At One Ten Associates, we pride ourselves on being an exceptional employer, offering a dynamic work culture that fosters collaboration and innovation. Our London offices provide a vibrant environment where Compliance Associates can thrive, with opportunities for professional growth and development in the fast-paced world of fund management. With competitive salaries and a hybrid working model, we ensure our employees enjoy a balanced work-life experience while contributing to meaningful projects in compliance across UK and US regulations.
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Contact Detail:

One Ten Associates Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Associate

✨Tip Number 1

Network with professionals in the compliance field, especially those working in asset management and hedge funds. Attend industry events or webinars to connect with potential employers and gain insights into the latest trends and requirements in compliance.

✨Tip Number 2

Familiarise yourself with both UK and US regulations relevant to compliance in the buy-side sector. This knowledge will not only enhance your understanding but also demonstrate your commitment and expertise during interviews.

✨Tip Number 3

Consider reaching out to current employees at the firms you're interested in. A casual chat can provide you with insider information about the company culture and expectations, which can be invaluable during the interview process.

✨Tip Number 4

Prepare specific examples from your past experience that showcase your compliance skills and how you've navigated regulatory challenges. Tailoring these examples to the type of fund you're applying for can make a strong impression on interviewers.

We think you need these skills to ace Compliance Associate

Knowledge of UK and US regulations
Compliance Risk Assessment
Regulatory Reporting
Experience in Asset Management
Hedge Fund Compliance
Attention to Detail
Analytical Skills
Communication Skills
Problem-Solving Skills
Ability to Work Independently
Team Collaboration
Legal Knowledge in Financial Services
Adaptability to Changing Regulations
Time Management

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights relevant compliance experience, especially within the buy-side sector. Emphasise any specific roles or projects that align with the requirements of the Compliance Associate position.

Craft a Compelling Cover Letter: Write a cover letter that addresses the specific role you are applying for. Mention your years of experience, familiarity with UK and US regulations, and any relevant achievements in compliance that demonstrate your suitability for the role.

Highlight Relevant Skills: In your application, focus on skills that are crucial for a Compliance Generalist, such as attention to detail, analytical thinking, and knowledge of regulatory frameworks. Use examples from your past work to illustrate these skills.

Proofread Your Application: Before submitting, carefully proofread your application materials. Check for spelling and grammatical errors, and ensure that all information is clear and concise. A polished application reflects professionalism and attention to detail.

How to prepare for a job interview at One Ten Associates

✨Know Your Regulations

Familiarise yourself with both UK and US compliance regulations, especially those relevant to asset management and hedge funds. Being able to discuss specific regulations and how they impact the role will show your expertise and preparedness.

✨Highlight Relevant Experience

Be ready to discuss your previous compliance roles in detail, particularly any experience within the buy-side. Use specific examples to demonstrate how your background aligns with the requirements of the position.

✨Understand the Company Culture

Research One Ten Associates and the fund managers they represent. Understanding their values and work environment will help you tailor your responses and show that you're a good fit for their team.

✨Prepare Questions

Have insightful questions ready to ask about the compliance team's structure, challenges they face, and the company's approach to compliance. This shows your genuine interest in the role and helps you assess if it's the right fit for you.

Compliance Associate
One Ten Associates
Location: City of London

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