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- Tasks: Join a dynamic team ensuring compliance with UK and US regulations in a fast-paced environment.
- Company: One Ten Associates partners with top fund managers, offering exciting career opportunities in finance.
- Benefits: Enjoy a hybrid working pattern, competitive salary, and the chance to grow your career in compliance.
- Other info: Roles available in both multi-strategy and systematic funds, catering to different experience levels.
- Why this job: Be part of a crucial role that impacts financial integrity while working in a collaborative culture.
- Qualifications: 2-7 years of compliance experience in asset management or hedge funds; legal exposure is a plus.
The predicted salary is between 48000 - 90000 £ per year.
One Ten Associates are partnering with a growing private equity fund that is looking to hire a Compliance Associate to join their Compliance team, based in London.
Reporting into the Head of Compliance, this will be a broad, generalised compliance role with duties including:
- Conduct and carry out compliance monitoring reviews in accordance to the CMP (Compliance Monitoring Programme)
- Regulatory Reporting/Disclosures
- Central Compliance (Conflicts of interest, Personal Account Dealing, Gifts & Entertainment)
- Conduct AML/KYC checks as required
- Review, advise and approve marketing materials in accordance to the relevant compliance requirements as per the jurisdiction
The ideal candidate will have:
- 2-5 years compliance experience, ideally having worked within Asset Management (this can include compliance consultancy)
- Ideally have experience of private funds (private equity, private credit, real estate, venture capital)
- Candidates with wider ‘asset management’ compliance experience, outside of private funds, would also be considered
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Compliance Associate employer: One Ten Associates
Contact Detail:
One Ten Associates Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate
✨Tip Number 1
Familiarise yourself with both UK and US compliance regulations, as this role requires knowledge of both. Consider taking online courses or attending workshops that focus on these specific areas to enhance your understanding.
✨Tip Number 2
Network with professionals in the compliance field, especially those working in asset management or hedge funds. Attend industry events or join relevant online forums to connect with potential colleagues and learn about the latest trends and challenges in compliance.
✨Tip Number 3
Highlight any experience you have working in smaller teams or funds, as this is a key requirement for one of the roles. Be prepared to discuss how this experience has equipped you with a versatile skill set and the ability to adapt quickly.
✨Tip Number 4
Research the specific firms you're applying to and understand their compliance culture and challenges. Tailor your conversations during interviews to demonstrate how your background aligns with their needs and how you can contribute to their compliance objectives.
We think you need these skills to ace Compliance Associate
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant compliance experience, especially within the buy-side sector. Emphasise any specific roles or projects that align with the requirements of the Compliance Associate position.
Craft a Strong Cover Letter: Write a cover letter that clearly outlines your understanding of UK and US regulations. Mention your experience in compliance, particularly in asset management or hedge funds, and how it relates to the roles offered.
Highlight Relevant Skills: In your application, focus on skills that are crucial for a Compliance Associate, such as attention to detail, analytical thinking, and knowledge of regulatory frameworks. Provide examples of how you've applied these skills in previous roles.
Proofread Your Application: Before submitting, carefully proofread your application for any spelling or grammatical errors. A polished application reflects professionalism and attention to detail, which are key traits for a compliance role.
How to prepare for a job interview at One Ten Associates
✨Understand the Regulatory Landscape
Familiarise yourself with both UK and US regulations relevant to compliance in asset management and hedge funds. Being able to discuss specific regulations and how they impact the role will demonstrate your expertise and preparedness.
✨Highlight Relevant Experience
Be ready to discuss your previous compliance roles, especially any experience within buy-side firms. Prepare examples that showcase your problem-solving skills and how you've navigated compliance challenges in the past.
✨Showcase Team Collaboration Skills
Since compliance often involves working closely with various teams, be prepared to talk about your experience collaborating with others. Highlight instances where you successfully worked with legal or operational teams to ensure compliance.
✨Prepare Questions for the Interviewers
Think of insightful questions to ask about the company's compliance culture, challenges they face, and their approach to regulatory changes. This shows your genuine interest in the role and helps you assess if it's the right fit for you.