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For Companies At a Glance
- Tasks: Join us as a Compliance Associate, ensuring adherence to UK, US, and European regulations.
- Company: One Ten Associates partners with a dynamic multi-strategy fund manager in London.
- Benefits: Enjoy a collaborative work environment with opportunities for professional growth.
- Why this job: Gain valuable experience in compliance while making a real impact in the finance sector.
- Qualifications: 2-5 years of compliance experience in asset management is essential.
- Other info: This role offers exposure to diverse regulatory frameworks and stakeholder engagement.
The predicted salary is between 43200 - 72000 £ per year.
Overview
One Ten Associates are partnering with a multi-strategy fund manager that is looking to hire a Compliance Associate within their London office.
Reporting into the Head of Compliance, this will be a generalist compliance role with exposure across UK, US and European regulations.
Responsibilities
- Compliance monitoring
- Central compliance
- Regulatory reporting
- Regulatory horizon scanning and providing regulatory advice to stakeholders
- AML/KYC
Qualifications
The ideal candidate will have between 2-5 years compliance experience having worked within asset management. Generalist compliance experience is a must.
Seniorities & Employment Details
- Seniority level: Associate
- Employment type: Full-time
- Job function: Legal
- Industries: Investment Management, Venture Capital and Private Equity Principals, and Financial Services
Pay and Notices
Base pay range: Direct message the job poster from One Ten Associates
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Compliance Associate employer: One Ten Associates
Contact Detail:
One Ten Associates Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate
✨Tip Number 1
Familiarise yourself with the latest UK, US, and European compliance regulations. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing field.
✨Tip Number 2
Network with professionals in the compliance sector, especially those working in asset management. Attend industry events or join relevant online forums to build connections that could lead to referrals or insider information about the role.
✨Tip Number 3
Prepare to discuss specific compliance challenges you've faced in previous roles. Highlighting your problem-solving skills and how you've navigated complex regulatory environments will set you apart from other candidates.
✨Tip Number 4
Research One Ten Associates and their client thoroughly. Understanding their values, culture, and recent developments will allow you to tailor your conversations and show genuine interest during the interview process.
We think you need these skills to ace Compliance Associate
Some tips for your application 🫡
Understand the Role: Familiarise yourself with the responsibilities of a Compliance Associate, especially in relation to UK, US, and European regulations. This will help you tailor your application to highlight relevant experience.
Highlight Relevant Experience: Make sure to emphasise your compliance experience, particularly within asset management. Use specific examples from your previous roles that demonstrate your understanding of compliance monitoring, regulatory reporting, and AML/KYC processes.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your motivation for applying and how your skills align with the job requirements. Mention your ability to provide regulatory advice and your experience with regulatory horizon scanning.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at One Ten Associates
✨Know Your Regulations
Familiarise yourself with UK, US, and European compliance regulations. Be prepared to discuss how these regulations impact the role and the firm, as well as any recent changes that may affect compliance practices.
✨Showcase Your Experience
Highlight your 2-5 years of compliance experience in asset management. Prepare specific examples of your previous roles, focusing on compliance monitoring, regulatory reporting, and AML/KYC processes to demonstrate your expertise.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about past challenges you've faced and how you navigated them, as this will showcase your critical thinking and adaptability.
✨Engage with Stakeholders
Since the role involves providing regulatory advice to stakeholders, be ready to discuss how you would communicate complex compliance issues effectively. Show your understanding of the importance of collaboration and clear communication in compliance.
