At a Glance
- Tasks: Lead compliance initiatives and manage regulatory programmes for a growing private credit fund.
- Company: Join a dynamic private credit fund in London with a focus on compliance excellence.
- Benefits: Competitive salary, career advancement opportunities, and a chance to shape compliance strategy.
- Other info: Exciting opportunity to work in a fast-paced environment with a focus on growth.
- Why this job: Be the first dedicated Compliance Manager and make a significant impact on the firm's success.
- Qualifications: 8+ years of compliance experience, preferably in private credit or alternatives.
The predicted salary is between 80000 - 120000 € per year.
One Ten Associates are partnering with a growing private credit fund that is looking to hire a Compliance Manager to join their team in London. This will be the firm's first dedicated Compliance hire and you'll be expected to improve, manage and oversee the day-to-day running of the compliance programme.
- Create, implement and manage the compliance monitoring programme
- Provide regulatory advice to the business, including horizon scanning for upcoming regulatory changes which may impact the business
- Manage regulatory reporting/filing requirements across the relevant jurisdictions
- Act as the first point of contact for regulatory inquiries and queries
The ideal candidate will have circa 8+ years compliance experience, ideally working with private credit, private equity or wider alternatives.
Director, Regulatory & Quality Compliance in City of London employer: One Ten Associates
Join a dynamic and innovative private credit fund in London, where your expertise in compliance will be pivotal in shaping the firm's regulatory landscape. We offer a collaborative work culture that values professional growth, providing you with opportunities to lead and implement impactful compliance strategies. With a focus on employee development and a commitment to excellence, this role promises a rewarding career path in a thriving financial environment.
StudySmarter Expert Advice🤫
We think this is how you could land Director, Regulatory & Quality Compliance in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field, especially those who have experience in private credit or equity. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on regulatory changes and compliance trends. We want you to be the go-to person for regulatory advice, so show off your knowledge and confidence during those interviews!
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values and expertise. Use our website to find roles that excite you and match your skills, making it easier to stand out as the perfect candidate.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you fresh in their minds. Plus, it shows your enthusiasm for the role and helps build a connection with the hiring team.
We think you need these skills to ace Director, Regulatory & Quality Compliance in City of London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the role of Compliance Manager. Highlight your 8+ years of compliance experience and any specific work with private credit or private equity. We want to see how your background aligns with what we're looking for!
Showcase Your Skills:In your cover letter, showcase your skills in creating and managing compliance programmes. Use examples from your past roles to demonstrate how you've successfully implemented compliance strategies. This is your chance to shine!
Be Clear and Concise:When writing your application, keep it clear and concise. Avoid jargon and make sure your points are easy to understand. We appreciate straightforward communication, especially in compliance roles!
Apply Through Our Website:Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. We can’t wait to see what you bring to the table!
How to prepare for a job interview at One Ten Associates
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulatory changes and compliance frameworks relevant to private credit and equity. Being able to discuss these topics confidently will show that you're not just familiar with the basics, but that you’re proactive about staying informed.
✨Showcase Your Experience
Prepare specific examples from your 8+ years of experience that highlight your achievements in compliance management. Think about times when you successfully implemented a compliance programme or navigated complex regulatory inquiries—these stories will make you stand out.
✨Ask Insightful Questions
Come prepared with questions that demonstrate your understanding of the role and the company’s compliance needs. Inquire about their current compliance challenges or how they envision the compliance programme evolving—this shows you’re thinking ahead and are genuinely interested.
✨Be Ready for Scenario-Based Questions
Expect to face scenario-based questions that assess your problem-solving skills in compliance situations. Practice articulating your thought process and decision-making strategies, as this will help the interviewers see how you would handle real-life challenges in the role.
