At a Glance
- Tasks: Lead compliance initiatives and manage the compliance programme for a growing private credit fund.
- Company: Dynamic private credit fund in London, ready to make an impact.
- Benefits: Competitive salary, career advancement opportunities, and a chance to shape compliance strategy.
- Other info: Join a collaborative team and influence the future of compliance in finance.
- Why this job: Be the first dedicated Compliance Manager and drive regulatory excellence in a thriving firm.
- Qualifications: 8+ years of compliance experience, preferably in private credit or alternatives.
The predicted salary is between 80000 - 120000 € per year.
One Ten Associates are partnering with a growing private credit fund that is looking to hire a Compliance Manager to join their team in London. This will be the firm's first dedicated Compliance hire and you'll be expected to improve, manage and oversee the day-to-day running of the compliance programme.
- Create, implement and manage the compliance monitoring programme
- Provide regulatory advice to the business, including horizon scanning for upcoming regulatory changes which may impact the business
- Manage regulatory reporting/filing requirements across the relevant jurisdictions
- Act as the first point of contact for regulatory inquiries and queries
The ideal candidate will have circa 8+ years compliance experience, ideally working with private credit, private equity or wider alternatives.
Director, Regulatory Affairs & Quality in City of London employer: One Ten Associates
Join a dynamic and innovative private credit fund in London, where your expertise in regulatory affairs will be highly valued. We foster a collaborative work culture that prioritises employee growth, offering tailored development opportunities and a supportive environment for you to thrive. With a commitment to excellence and a focus on compliance, this is an exceptional opportunity to make a meaningful impact in a rapidly evolving industry.
StudySmarter Expert Advice🤫
We think this is how you could land Director, Regulatory Affairs & Quality in City of London
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, attend events, and connect with people on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching the company and its compliance programme. Be ready to discuss how your experience aligns with their needs, especially in private credit or equity. Show them you’re not just another candidate!
✨Tip Number 3
Follow up after interviews! A quick thank-you email can go a long way. It shows your enthusiasm for the role and keeps you fresh in their minds as they make their decision.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of resources to help you land that Compliance Manager role. Plus, it’s a great way to show you’re serious about joining the team.
We think you need these skills to ace Director, Regulatory Affairs & Quality in City of London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the role of Compliance Manager. Highlight your relevant experience in compliance, especially in private credit or equity, and showcase any specific achievements that align with the job description.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention your 8+ years of experience and how you can improve and manage the compliance programme effectively.
Showcase Your Regulatory Knowledge:Since this role involves providing regulatory advice and managing reporting requirements, make sure to demonstrate your understanding of current regulations and your ability to stay ahead of changes. This will show us you’re proactive and knowledgeable.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at One Ten Associates
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulatory changes and compliance frameworks relevant to private credit and equity. Being able to discuss recent developments shows you're proactive and well-informed, which is exactly what they’ll be looking for.
✨Showcase Your Experience
With around 8+ years of experience expected, prepare specific examples from your past roles that highlight your achievements in compliance management. Use the STAR method (Situation, Task, Action, Result) to structure your responses and make them impactful.
✨Ask Insightful Questions
Prepare thoughtful questions about their current compliance programme and any challenges they face. This not only demonstrates your interest but also gives you a chance to showcase your expertise in identifying potential areas for improvement.
✨Be Ready for Scenario-Based Questions
Expect to tackle hypothetical scenarios related to compliance issues. Practise how you would handle these situations, focusing on your analytical skills and decision-making process. This will help you stand out as a candidate who can think on their feet.
