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For Companies At a Glance
- Tasks: Oversee compliance functions and ensure adherence to FCA and SEC regulations.
- Company: Dynamic hedge funds in London with a focus on compliance excellence.
- Benefits: Competitive salary, career progression, and supportive work environment.
- Why this job: Step into a leadership role and make a significant impact in compliance.
- Qualifications: 6-10+ years of hedge fund compliance experience and regulatory knowledge.
- Other info: Opportunities for growth into senior compliance positions.
The predicted salary is between 48000 - 72000 £ per year.
One Ten Associates are partnering with two Hedge Funds which are both seeking experienced Compliance Officers to join their London office. Both positions are similar in nature; the role of the Compliance Officer will be to take ownership of the compliance function day-to-day, with the support of the General Counsel.
One position will be to take on the SMF16/17 functions within the first few months, whereas the other position will offer progression into the SMF functions within the first 6-12 months (or an agreed time frame).
You'll be expected to provide coverage across both FCA and SEC regulated activities, therefore UK and US regulatory knowledge having worked within a Hedge Fund is essential.
We are ideally seeking candidates with circa 6 to 10+ years hedge fund compliance experience. The ideal profile will be looking to step up into a compliance lead role, having worked as a Deputy Head elsewhere or holding a senior compliance position.
Compliance Officer in City of London employer: One Ten Associates
Contact Detail:
One Ten Associates Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the hedge fund world and let them know you're on the lookout for Compliance Officer roles. You never know who might have the inside scoop on an opportunity that’s not even advertised yet.
✨Tip Number 2
Prepare for those interviews by brushing up on your FCA and SEC regulations. Make sure you can confidently discuss how your experience aligns with the compliance needs of hedge funds. We want you to shine when it comes to demonstrating your regulatory knowledge!
✨Tip Number 3
Don’t just apply anywhere; focus on firms that excite you! Use our website to find roles that match your skills and aspirations. Tailor your approach to each company, showing them why you’re the perfect fit for their compliance team.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. It shows your enthusiasm for the role and gives you another chance to reiterate why you’d be a great addition to their compliance function.
We think you need these skills to ace Compliance Officer in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your experience in hedge fund compliance and any relevant regulatory knowledge, especially around FCA and SEC activities. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the role and how your experience can benefit us. Be sure to mention your interest in taking on SMF functions and your readiness to step up into a lead role.
Showcase Your Experience: When detailing your work history, focus on specific achievements and responsibilities that relate to compliance in hedge funds. We love seeing quantifiable results, so if you’ve improved processes or mitigated risks, shout about it!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep everything organised and ensures your application gets the attention it deserves. Plus, it’s super easy!
How to prepare for a job interview at One Ten Associates
✨Know Your Regulations
Make sure you brush up on both FCA and SEC regulations. Being able to discuss specific compliance issues and how they relate to hedge funds will show that you’re not just familiar with the rules, but that you can apply them in real-world scenarios.
✨Showcase Your Experience
Prepare to talk about your previous roles, especially any leadership positions. Highlight your experience as a Deputy Head or in senior compliance roles, and be ready to discuss how you've handled compliance challenges in the past.
✨Demonstrate Ownership
Since the role involves taking ownership of the compliance function, think of examples where you’ve taken initiative in your previous jobs. Be prepared to explain how you managed compliance processes and what impact your actions had on the organisation.
✨Ask Insightful Questions
Prepare thoughtful questions about the company’s compliance culture and future challenges. This shows your genuine interest in the role and helps you assess if the company aligns with your career goals, especially regarding progression into SMF functions.
