At a Glance
- Tasks: Ensure compliance in marketing and distribution of investment products across multiple jurisdictions.
- Company: Join a leading global institutional asset manager with a strong reputation.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Other info: Opportunity for career growth in a collaborative team.
- Why this job: Make a real impact by guiding regulatory compliance in a fast-paced industry.
- Qualifications: Experience in marketing compliance and strong communication skills required.
The predicted salary is between 59400 - 72600 £ per year.
One Ten Associates are partnering with a leading global institutional asset manager to appoint a Compliance Officer within its Distribution Compliance team.
An opportunity has arisen for an experienced Compliance Professional to join the firm’s London-based team, with responsibility for sales and distribution compliance across the UK, EMEA and selected international markets.
Working closely with colleagues across Compliance, Sales and Distribution teams, the successful candidate will provide practical regulatory guidance and help ensure that the firm’s products and communications are marketed appropriately across multiple jurisdictions.
Key Responsibilities
- Review and approve marketing materials and other client-facing communications.
- Advise commercial and product teams on the regulatory requirements governing the promotion and distribution of investment products across multiple jurisdictions.
- Provide compliance input into new product launches, market-entry projects and wider distribution activities.
- Maintain and improve the policies, procedures and controls supporting the firm’s marketing and distribution activities.
- Track relevant regulatory developments and help the business incorporate new requirements into its existing processes.
- Design and deliver training to colleagues across Sales, Distribution, and other relevant functions.
Experience
- Previous marketing/distribution compliance experience within an asset manager
- An understanding of cross-border distribution requirements across the UK and EMEA.
- Strong written communication, stakeholder-management and organisational skills.
Compliance Manager - Distribution in City of London employer: One Ten Associates
One Ten Associates is an exceptional employer, offering a dynamic work environment in the heart of London where innovation and collaboration thrive. Employees benefit from a culture that promotes intellectual curiosity and provides ample opportunities for professional growth, making it an ideal place for those looking to make a meaningful impact in the finance sector.
