Compliance Manager in City of London

Compliance Manager in City of London

City of London Full-Time 80000 - 100000 € / year (est.) No home office possible
One Ten Associates

At a Glance

  • Tasks: Lead and enhance the compliance programme for a growing private credit fund.
  • Company: Join a dynamic private credit fund in London with a focus on compliance.
  • Benefits: Competitive salary and the chance to shape compliance from the ground up.
  • Other info: Opportunity to work independently while collaborating with a supportive team.
  • Why this job: Be the first dedicated Compliance Manager and make a real impact.
  • Qualifications: 8+ years of compliance experience, preferably in private credit or equity.

The predicted salary is between 80000 - 100000 € per year.

One Ten Associates are partnering with a growing private credit fund that is looking to hire a Compliance Manager to join their team in London. This will be the firm's first dedicated Compliance hire and you'll be expected to improve, manage and oversee the day-to-day running of the compliance programme.

You'll be expected to:

  • Create, implement and manage the compliance monitoring programme
  • Provide regulatory advice to the business, including horizon scanning for upcoming regulatory changes which may impact the business
  • Manage regulatory reporting/filing requirements across the relevant jurisdictions
  • Act as the first point of contact for regulatory inquiries and queries

The ideal candidate will have circa 8+ years compliance experience, ideally working with private credit, private equity or wider alternatives. You'll have the ability and confidence to operate independently, whilst working as part of the wider infrastructure/operational team.

Compliance Manager in City of London employer: One Ten Associates

Join a dynamic and innovative private credit fund in London, where you will play a pivotal role as the first dedicated Compliance Manager. Our company fosters a collaborative work culture that values employee growth and development, offering tailored training and mentorship opportunities to help you excel in your career. With a focus on regulatory excellence and a commitment to supporting our team, we provide a rewarding environment for those seeking meaningful and impactful work.

One Ten Associates

Contact Detail:

One Ten Associates Recruiting Team

StudySmarter Expert Advice🀫

We think this is how you could land Compliance Manager in City of London

✨Tip Number 1

Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there.

✨Tip Number 2

Prepare for interviews by researching the company and its compliance needs. Think about how your experience aligns with their goals, especially in private credit and regulatory matters.

✨Tip Number 3

Showcase your expertise! Bring examples of your past compliance programmes and how you’ve improved them. This will demonstrate your ability to manage and oversee compliance effectively.

✨Tip Number 4

Don’t forget to apply through our website! We make it easy for you to find roles that match your skills and experience, so take advantage of it and get your application in!

We think you need these skills to ace Compliance Manager in City of London

Compliance Monitoring
Regulatory Advice
Horizon Scanning
Regulatory Reporting
Regulatory Inquiries Management
Private Credit Knowledge
Private Equity Knowledge

Some tips for your application 🫑

Tailor Your CV:Make sure your CV is tailored to the Compliance Manager role. Highlight your relevant experience in compliance, especially in private credit or private equity, and showcase how you've successfully managed compliance programmes in the past.

Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention specific examples of how you've provided regulatory advice or managed compliance monitoring programmes in previous positions.

Showcase Your Regulatory Knowledge:Since you'll be the go-to person for regulatory inquiries, it's crucial to demonstrate your understanding of current regulations. Mention any relevant certifications or training you've completed that relate to compliance in the financial sector.

Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates from us!

How to prepare for a job interview at One Ten Associates

✨Know Your Compliance Stuff

Make sure you brush up on the latest regulations and compliance trends, especially those relevant to private credit and private equity. Being able to discuss recent changes or upcoming regulations will show that you're proactive and knowledgeable.

✨Showcase Your Experience

Prepare specific examples from your 8+ years of experience that highlight your ability to create and manage compliance programmes. Use the STAR method (Situation, Task, Action, Result) to structure your answers and make them impactful.

✨Be Ready for Scenario Questions

Expect questions that ask how you would handle specific compliance scenarios or regulatory inquiries. Think through potential challenges you might face in this role and how you would address them, demonstrating your problem-solving skills.

✨Demonstrate Team Collaboration

Since you'll be part of a wider operational team, be prepared to discuss how you've successfully collaborated with other departments in the past. Highlight your communication skills and how you can bridge the gap between compliance and business needs.