Compliance Manager in City of London

Compliance Manager in City of London

City of London Full-Time 80000 - 100000 £ / year (est.) On-site
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At a Glance

  • Tasks: Lead and enhance the compliance programme for a growing private credit fund.
  • Company: Join a dynamic private credit fund in London with a focus on compliance.
  • Benefits: Competitive salary and the chance to shape compliance from the ground up.
  • Other info: Opportunity to work independently while collaborating with a supportive team.
  • Why this job: Be the first dedicated Compliance Manager and make a real impact.
  • Qualifications: 8+ years of compliance experience, preferably in private credit or equity.

The predicted salary is between 80000 - 100000 £ per year.

One Ten Associates are partnering with a growing private credit fund that is looking to hire a Compliance Manager to join their team in London. This will be the firm's first dedicated Compliance hire and you'll be expected to improve, manage and oversee the day-to-day running of the compliance programme.

You'll be expected to:

  • Create, implement and manage the compliance monitoring programme
  • Provide regulatory advice to the business, including horizon scanning for upcoming regulatory changes which may impact the business
  • Manage regulatory reporting/filing requirements across the relevant jurisdictions
  • Act as the first point of contact for regulatory inquiries and queries

The ideal candidate will have circa 8+ years compliance experience, ideally working with private credit, private equity or wider alternatives. You'll have the ability and confidence to operate independently, whilst working as part of the wider infrastructure/operational team.

Compliance Manager in City of London employer: One Ten Associates

One Ten Associates is an exceptional employer, offering a dynamic work environment in the heart of London where innovation and collaboration thrive. Employees benefit from a culture that promotes intellectual curiosity and provides ample opportunities for professional growth, making it an ideal place for those looking to make a meaningful impact in the finance sector.

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Contact Details:

One Ten Associates Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Compliance Manager in City of London

✨Join Compliance Communities

Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!

✨Attend Industry Conferences

Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.

✨Leverage Your University Career Services

If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.

✨Showcase Your Knowledge Online

Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like One Ten Associates looking for candidates who are engaged and informed.

We think you need these skills to ace Compliance Manager in City of London

Compliance Monitoring
Regulatory Advice
Horizon Scanning
Regulatory Reporting
Regulatory Inquiries Management
Private Credit Knowledge
Private Equity Knowledge

Some tips for your application 🫡

Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!

Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.

Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!

Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at One Ten Associates. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!

How to prepare for a job interview at One Ten Associates

✨Master the Regulations

Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!

✨Show Your Analytical Skills

Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!

✨Know Your Tools

Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!

✨Align with Company Culture

Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with One Ten Associates’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!