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- Tasks: Provide financial planning and advisory services to high-net-worth clients.
- Company: Join a progressive firm in Cardiff known for its independent financial advice.
- Benefits: Enjoy flexible work options with 2-3 days from home and full admin support.
- Why this job: Be part of a supportive team, helping clients achieve their financial goals while growing your career.
- Qualifications: Must hold at least a Level 4 qualification in Financial Advice; Chartered preferred.
- Other info: All clients and leads provided, no need to bring your own book.
The predicted salary is between 36000 - 60000 £ per year.
My client is a progressive regional firm of Independent Financial Planners in Cardiff, providing their clients with Independent Financial Advice. The Independent Financial Advisor will be responsible for financial planning, retirement planning, investments, and providing financial advisory services. Some work from home is acceptable in this role (2/3 days).
All clients and leads are supplied (80-100 HNW), so there is no need to bring a client book when you join the business, although this would be advantageous. You will have full use of the Administration and Paraplanning team, to make sure that a high level of customer service is offered at all times.
The Independent Financial Adviser will carry out the following:
- Attend regular meetings with the technical team and colleagues.
- Efficient remote financial advice.
- Act in a professional manner at all times.
- Complete all documentation required by the business.
- Act in accordance with the FCA Code of Conduct for company representatives.
Skills and experience:
- Ability to build / maintain strong customer relationships.
- Professional approach.
- Drive and determination to succeed.
- Strong communication skills.
- Working knowledge of computer systems.
You WILL be required to hold the Level 4 qualification as a minimum in Financial Advice, although Chartered qualified is a preference.
Please note that our client is an equal opportunities employer and adheres to all relevant legislation and offers services regardless of age, race, sex, disability or religious belief.
Contact Detail:
O'loughlin Recruitment Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Independent Financial Advisor
✨Tip Number 1
Network with professionals in the financial advisory field. Attend industry events or webinars to connect with others who can provide insights and potentially refer you to opportunities within firms like ours.
✨Tip Number 2
Familiarise yourself with the latest trends in financial planning and investment strategies. Being knowledgeable about current market conditions will help you stand out during interviews and discussions with our team.
✨Tip Number 3
Prepare to discuss your approach to building and maintaining client relationships. We value strong interpersonal skills, so think of examples that showcase your ability to connect with high-net-worth individuals.
✨Tip Number 4
Understand the FCA Code of Conduct thoroughly. Demonstrating your knowledge of compliance and ethical standards will show us that you are serious about your role as an Independent Financial Advisor.
We think you need these skills to ace Independent Financial Advisor
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in financial planning, retirement planning, and investments. Emphasise any previous roles where you provided financial advisory services, and include your Level 4 qualification or Chartered status prominently.
Craft a Compelling Cover Letter: Write a cover letter that showcases your ability to build and maintain strong customer relationships. Mention your professional approach and determination to succeed, and explain why you are interested in this specific role with the firm in Cardiff.
Highlight Remote Work Experience: Since the role allows for some work from home, if you have experience providing remote financial advice, be sure to mention it. Discuss how you effectively communicate and manage client relationships in a remote setting.
Follow Up: After submitting your application through our website, consider sending a polite follow-up email after a week. This shows your enthusiasm for the position and keeps you on their radar, especially since they receive many applications.
How to prepare for a job interview at O'loughlin Recruitment Ltd
✨Know Your Financial Regulations
Familiarise yourself with the FCA Code of Conduct and other relevant regulations. Being able to discuss these confidently will show your professionalism and understanding of the industry.
✨Demonstrate Relationship-Building Skills
Prepare examples of how you've successfully built and maintained client relationships in the past. This role requires strong interpersonal skills, so showcasing your ability to connect with clients is crucial.
✨Highlight Your Qualifications
Make sure to mention your Level 4 qualification in Financial Advice or any Chartered status you hold. This will reinforce your credibility and commitment to the profession.
✨Showcase Your Communication Skills
Practice articulating your thoughts clearly and concisely. Strong communication is key in this role, so be prepared to demonstrate how you can convey complex financial concepts in an understandable way.
