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For Companies At a Glance
- Tasks: Join our investment team as an Operations Controller, providing essential support and client interaction.
- Company: Be part of a prestigious global insurance firm with a strong reputation in the industry.
- Benefits: Enjoy a dynamic work environment with opportunities for growth and development.
- Why this job: Make your mark in a role that combines compliance, client engagement, and teamwork.
- Qualifications: Strong experience in regulated firms, preferably within insurance; excellent communication skills required.
- Other info: This is a unique chance to work closely with clients and enhance your professional skills.
The predicted salary is between 48000 - 72000 £ per year.
Job Description
Oliver James are very excited to be supporting a prestigious Global insurance firm with their search for an Operations Controller to join their private equity arm. This is a unique opportunity to truly make your mark, working primarily within the 1st line of defence. You will be working across teams and speaking directly with clients on a daily basis.
Main responsibilities:
- Report into the Operations Manager.
- Provide 1st line support to the business.
- Onboarding new clients.
- Oversee AML and PEP due diligence checks.
- Interact with the Group Financial Crime team.
- Complaints handling.
- Staying updated on relevant FCA and PRA updates.
Key Skills:
- Strong experience of working in a regulated firm.
- Experience within insurance and Lloyd's is highly desirable.
- Knowledge of consumer duty principles.
- Excellent knowledge and understanding of the FCA, PRA and CASS would be desirable.
- Knowledge of Worldcheck.
- Able to speak confidently to clients and take initiative.
- Commercially minded.
- Excellent written and verbal communication skills.
If this role sounds of interest, please click apply.
Operations Controller, Compliance employer: Oliver James
Contact Detail:
Oliver James Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Operations Controller, Compliance
✨Tip Number 1
Familiarise yourself with the latest FCA and PRA regulations. Being well-versed in these areas will not only boost your confidence during interviews but also demonstrate your commitment to compliance, which is crucial for the Operations Controller role.
✨Tip Number 2
Network with professionals in the insurance and compliance sectors. Attend industry events or join relevant online forums to connect with people who can provide insights into the company culture and expectations, giving you an edge in your application.
✨Tip Number 3
Prepare to discuss real-life scenarios where you've successfully handled client interactions or compliance issues. This will showcase your problem-solving skills and ability to work under pressure, both of which are essential for the role.
✨Tip Number 4
Research the specific private equity arm of the firm you're applying to. Understanding their operations and recent developments will allow you to tailor your conversations and show genuine interest during interviews.
We think you need these skills to ace Operations Controller, Compliance
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of the Operations Controller position. Familiarise yourself with the key skills required, such as knowledge of FCA and PRA regulations, and how your experience aligns with these.
Tailor Your CV: Customise your CV to highlight relevant experience in regulated firms, particularly within insurance. Emphasise your understanding of consumer duty principles and any specific knowledge of AML and PEP due diligence checks.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for the role and the company. Mention your ability to communicate effectively with clients and your initiative in previous roles, linking these to the job description.
Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no spelling or grammatical errors, and that your documents present a professional image that reflects your attention to detail.
How to prepare for a job interview at Oliver James
✨Know Your Regulations
Familiarise yourself with the FCA, PRA, and CASS regulations. Be prepared to discuss how these regulations impact operations within the insurance sector, as this knowledge will demonstrate your expertise and readiness for the role.
✨Showcase Your Client Interaction Skills
Since the role involves direct client communication, think of examples where you've successfully managed client relationships or resolved complaints. Highlighting your ability to speak confidently and take initiative will set you apart.
✨Understand AML and PEP Checks
Brush up on Anti-Money Laundering (AML) and Politically Exposed Persons (PEP) due diligence processes. Be ready to explain how you have applied these checks in previous roles, as this is a key responsibility of the position.
✨Demonstrate Commercial Awareness
Prepare to discuss how your previous experiences align with the commercial aspects of the role. Show that you understand the business implications of compliance and can contribute to the firm's objectives beyond just regulatory adherence.
