Compliance, Conduct & Assurance Lead – Hybrid London
Compliance, Conduct & Assurance Lead – Hybrid London

Compliance, Conduct & Assurance Lead – Hybrid London

London Full-Time 60000 - 80000 £ / year (est.) Home office (partial)
Oliver James

At a Glance

  • Tasks: Lead compliance assurance projects and ensure adherence to regulations in a dynamic environment.
  • Company: Oliver James, a forward-thinking firm prioritising compliance culture.
  • Benefits: Hybrid working model, competitive salary, and opportunities for professional growth.
  • Other info: Join a supportive team focused on innovation and client engagement.
  • Why this job: Make a real difference in compliance while engaging with exciting projects.
  • Qualifications: Experience in compliance assurance, particularly in financial services and consumer duty.

The predicted salary is between 60000 - 80000 £ per year.

Oliver James is seeking a Conduct, Compliance and Assurance Manager to join their team in Greater London on a hybrid basis. The ideal candidate will have robust experience in managing compliance assurance projects, particularly in consumer duty, financial crime, and non-financial risk.

Experience within retail financial services and a client-facing or consulting background would be advantageous. The firm emphasizes a strong compliance culture and supports dynamic project engagement.

Compliance, Conduct & Assurance Lead – Hybrid London employer: Oliver James

At Oliver James, we pride ourselves on fostering a vibrant work culture that champions compliance and integrity. Our hybrid working model in Greater London offers flexibility while providing ample opportunities for professional growth and development within the retail financial services sector. Join us to be part of a team that values your expertise and encourages dynamic project engagement in a supportive environment.
Oliver James

Contact Detail:

Oliver James Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance, Conduct & Assurance Lead – Hybrid London

Tip Number 1

Network like a pro! Reach out to folks in the compliance and financial services sectors. Attend industry events or webinars, and don’t be shy about connecting on LinkedIn. We all know that sometimes it’s not just what you know, but who you know!

Tip Number 2

Prepare for those interviews by brushing up on your knowledge of consumer duty and financial crime regulations. We recommend creating a cheat sheet of key points and examples from your past experience that showcase your expertise. Confidence is key!

Tip Number 3

Showcase your project management skills! Be ready to discuss how you've successfully managed compliance assurance projects in the past. We suggest using the STAR method (Situation, Task, Action, Result) to structure your answers and make them impactful.

Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to engage directly with us. Let’s get you that Compliance, Conduct & Assurance Lead role!

We think you need these skills to ace Compliance, Conduct & Assurance Lead – Hybrid London

Compliance Assurance Management
Consumer Duty Knowledge
Financial Crime Awareness
Non-Financial Risk Management
Retail Financial Services Experience
Client-Facing Skills
Consulting Background
Project Engagement
Strong Compliance Culture Understanding

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your experience in compliance assurance projects, especially in areas like consumer duty and financial crime. We want to see how your background fits with what we’re looking for!

Showcase Relevant Experience: If you’ve worked in retail financial services or have a client-facing role, don’t hold back! Share specific examples that demonstrate your skills and how they align with our needs.

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how you can contribute to our strong compliance culture. We love seeing enthusiasm!

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Let’s make it happen!

How to prepare for a job interview at Oliver James

Know Your Compliance Stuff

Make sure you brush up on the latest regulations and compliance standards, especially around consumer duty and financial crime. Being able to discuss these topics confidently will show that you're not just familiar with the basics but are genuinely engaged with the field.

Showcase Your Project Management Skills

Prepare examples of past compliance assurance projects you've managed. Highlight your role, the challenges faced, and how you navigated them. This will demonstrate your hands-on experience and ability to lead in a dynamic environment.

Understand the Company Culture

Research Oliver James and their approach to compliance culture. Be ready to discuss how you can contribute to fostering a strong compliance environment. Showing that you align with their values will set you apart from other candidates.

Engage with Client-Facing Scenarios

Since a client-facing background is advantageous, think of scenarios where you've successfully interacted with clients regarding compliance issues. Prepare to share these experiences to illustrate your communication skills and ability to manage client relationships effectively.

Compliance, Conduct & Assurance Lead – Hybrid London
Oliver James
Location: London

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