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- Tasks: Manage compliance assurance projects in retail financial services and ensure consumer duty adherence.
- Company: Oliver James, a leading firm in compliance and assurance.
- Benefits: Hybrid working model for flexibility and work-life balance.
- Other info: Opportunity to work in a vibrant city with career advancement potential.
- Why this job: Join a dynamic team and make a real impact in financial compliance.
- Qualifications: Experience in compliance assurance and retail financial services required.
The predicted salary is between 60000 - 80000 £ per year.
Oliver James is seeking a Conduct, Compliance and Assurance Manager based in London. The candidate should possess robust experience in managing compliance assurance projects, particularly in consumer duty, financial crime, and non-financial risk. Experience in retail financial services is essential, alongside a client-facing or consulting background. The role offers a hybrid working arrangement, allowing flexibility in the City of London.
Compliance & Assurance Manager — Retail FS, Hybrid London employer: Oliver James
Contact Detail:
Oliver James Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance & Assurance Manager — Retail FS, Hybrid London
✨Tip Number 1
Network like a pro! Reach out to your connections in the retail financial services sector. We all know that sometimes it’s not just what you know, but who you know that can help you land that Compliance & Assurance Manager role.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of consumer duty and financial crime. We want you to be able to showcase your expertise confidently, so practice answering common questions related to compliance assurance projects.
✨Tip Number 3
Don’t forget to tailor your approach! When applying through our website, make sure your application highlights your client-facing experience and any consulting background. We want to see how you can bring value to the team!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way. We believe it shows your enthusiasm for the role and keeps you fresh in the interviewer's mind as they make their decision.
We think you need these skills to ace Compliance & Assurance Manager — Retail FS, Hybrid London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance assurance projects, especially in areas like consumer duty and financial crime. We want to see how your background fits with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Compliance & Assurance Manager role. Share specific examples from your past that relate to retail financial services.
Showcase Your Client-Facing Skills: Since this role involves a client-facing aspect, don’t forget to mention any relevant consulting experience. We love to see how you’ve successfully managed relationships in your previous roles!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Oliver James
✨Know Your Compliance Basics
Make sure you brush up on the key compliance regulations relevant to retail financial services. Understanding consumer duty, financial crime, and non-financial risk will not only help you answer questions confidently but also show your genuine interest in the role.
✨Showcase Your Project Management Skills
Prepare to discuss specific compliance assurance projects you've managed. Highlight your approach, the challenges you faced, and how you overcame them. This will demonstrate your hands-on experience and problem-solving abilities.
✨Client-Facing Experience is Key
Since the role requires a client-facing background, think of examples where you've successfully interacted with clients or stakeholders. Be ready to explain how you built relationships and communicated complex compliance issues in an understandable way.
✨Embrace the Hybrid Work Model
With the role being hybrid, be prepared to discuss how you manage your time and productivity in a flexible work environment. Share any experiences you have with remote work and how you stay connected with your team and clients.