Compliance Officer - Insurance
Compliance Officer - Insurance

Compliance Officer - Insurance

City of London Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Support compliance assurance and conduct monitoring activities in a dynamic insurance environment.
  • Company: Leading London Market Insurer with a strong reputation in the industry.
  • Benefits: Competitive salary, professional development, and a chance to make an impact.
  • Why this job: Join a collaborative team and enhance your skills in compliance within the insurance sector.
  • Qualifications: Experience in compliance monitoring and knowledge of regulatory frameworks required.
  • Other info: Opportunity for career growth in a reputable company.

The predicted salary is between 36000 - 60000 £ per year.

Oliver James are delighted to once again be partnering with a leading London Market Insurer looking to grow their impressive compliance team. The business operate across both the Lloyds & General insurance market, with an outstanding reputation in their field.

This is a brilliant opportunity to join a market leading business as a Compliance Officer in their Assurance/Monitoring team, reporting into the Head of Compliance Monitoring and partnering with the wider compliance function & business. As a business, they pride themselves on promoting from within, providing a progressive culture where the employee can dictate the trajectory of their own career, with no rigid promotion structure in place. The key elements of the role include but aren\’t limited to:

  • Support the delivery of the Compliance Assurance Plan , including execution of thematic reviews and control testing.

  • Carry out compliance monitoring activities to assess the effectiveness of internal controls and adherence to regulatory requirements.

  • Produce and present findings, reports, and recommendations to stakeholders across the business.

  • Liaise with the wider compliance, audit, and business teams to ensure follow-up actions are tracked and completed.

  • As an individual, the ideal candidate will host:

  • Experience delivering or supporting compliance monitoring and assurance reviews in a regulated financial services firm (insurance/Lloyd\’s ideal).
  • Strong working knowledge of relevant regulatory frameworks (e.g. FCA, PRA, Lloyd\’s, SMCR, Consumer Duty).

  • Ability to write clear, structured reports and communicate findings to stakeholders.

  • Confident working independently on thematic reviews , testing controls, and tracking actions.

  • Comfortable engaging with different business areas and building effective relationships.

  • Analytical mindset, attention to detail, and good organisational skills.

  • If this opportunity aligns with your experience and goals, please apply below or send across an up to date CV to

    Compliance Officer - Insurance employer: Oliver James

    Oliver James is an exceptional employer, offering a dynamic work environment in the heart of the City of London. With a strong focus on employee development and a collaborative culture, team members are encouraged to grow their skills while contributing to impactful compliance initiatives within the insurance sector. The company’s commitment to regulatory excellence and its reputation in the Lloyd's and General insurance markets make it a rewarding place for professionals seeking meaningful careers.
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    Contact Detail:

    Oliver James Recruiting Team

    StudySmarter Expert Advice 🤫

    We think this is how you could land Compliance Officer - Insurance

    ✨Tip Number 1

    Network like a pro! Reach out to people in the insurance and compliance sectors on LinkedIn. A friendly message can go a long way in getting your foot in the door.

    ✨Tip Number 2

    Prepare for interviews by brushing up on your knowledge of regulatory frameworks like FCA and PRA. We want you to be able to chat confidently about compliance monitoring and assurance reviews.

    ✨Tip Number 3

    Showcase your analytical skills! Bring examples of how you've assessed control effectiveness or conducted thematic reviews in past roles. This will help us see your experience in action.

    ✨Tip Number 4

    Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take that extra step.

    We think you need these skills to ace Compliance Officer - Insurance

    Compliance Monitoring
    Assurance Reviews
    Regulatory Frameworks (FCA, PRA, Lloyd's, SMCR, Consumer Duty)
    Report Writing
    Effective Communication
    Independent Working
    Action Tracking
    Relationship-Building Skills
    Analytical Mindset
    Attention to Detail
    Organisational Skills

    Some tips for your application 🫡

    Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your experience with compliance monitoring and assurance reviews, especially in the insurance sector. We want to see how your skills match what we're looking for!

    Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background aligns with our needs. Keep it concise but impactful – we love a good story!

    Show Off Your Analytical Skills: Since this role requires an analytical mindset, make sure to showcase any relevant projects or experiences where you've demonstrated these skills. We want to know how you approach problem-solving and ensure regulatory adherence.

    Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it makes the process smoother for everyone involved!

    How to prepare for a job interview at Oliver James

    ✨Know Your Regulations

    Make sure you brush up on the key regulatory frameworks like FCA, PRA, and SMCR. Being able to discuss these confidently will show that you understand the compliance landscape and can navigate it effectively.

    ✨Prepare for Scenario Questions

    Expect questions that ask how you would handle specific compliance scenarios. Think of examples from your past experience where you successfully conducted compliance monitoring or assurance reviews, and be ready to share those stories.

    ✨Showcase Your Reporting Skills

    Since the role involves producing reports and presenting findings, practice summarising complex information clearly and concisely. Bring along a sample report if possible, as this can demonstrate your ability to communicate effectively.

    ✨Build Relationships

    Highlight your relationship-building skills during the interview. Be prepared to discuss how you've collaborated with different teams in the past, as this is crucial for ensuring follow-up actions are completed in compliance roles.

    Compliance Officer - Insurance
    Oliver James
    Location: City of London
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    • Compliance Officer - Insurance

      City of London
      Full-Time
      36000 - 60000 £ / year (est.)
    • O

      Oliver James

      50-100
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