Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead compliance assurance projects and ensure regulatory standards are met.
- Company: Global firm in retail financial services with a strong reputation.
- Benefits: Hybrid work model, competitive salary, and opportunities for professional growth.
- Other info: Client-facing experience is a plus; work in the vibrant City of London.
- Why this job: Join a dynamic team and make a real impact in compliance and assurance.
- Qualifications: Experience in regulatory compliance and retail financial services is essential.
The predicted salary is between 60000 - 80000 £ per year.
My client is a global firm and is looking to strengthen their team with an experienced regulatory compliance and assurance manager.
Robust experience of managing and delivering compliance assurance projects including consumer duty, financial crime and non‑financial risk.
Experience of working in a client‑facing / consulting environment would be an advantage.
Retail financial services experience is a must.
The team works on a hybrid basis and is based with the City.
Compliance, Conduct and Assurance Manager – London / Hybrid employer: Oliver James
Contact Detail:
Oliver James Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance, Conduct and Assurance Manager – London / Hybrid
✨Tip Number 1
Network like a pro! Reach out to your connections in the retail financial services sector. We all know that sometimes it’s not just what you know, but who you know that can help you land that Compliance, Conduct and Assurance Manager role.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of consumer duty and financial crime regulations. We want you to be the go-to expert in the room, so show them you’ve got the chops to manage compliance assurance projects!
✨Tip Number 3
Don’t forget to showcase your client-facing skills! If you’ve got experience in consulting, make sure to highlight it. We want to see how you can build relationships and deliver results in a hybrid work environment.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen by the right people. We’re here to help you every step of the way, so let’s get you that dream job in London!
We think you need these skills to ace Compliance, Conduct and Assurance Manager – London / Hybrid
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in regulatory compliance and assurance. We want to see how your background aligns with the role, especially in retail financial services.
Showcase Relevant Projects: When writing your application, include specific examples of compliance assurance projects you've managed. This helps us understand your hands-on experience with consumer duty and financial crime.
Be Client-Focused: If you have experience in a client-facing or consulting environment, shout about it! We value those skills and want to see how you’ve engaged with clients in your previous roles.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity!
How to prepare for a job interview at Oliver James
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulations and compliance standards relevant to retail financial services. Be ready to discuss how you've managed compliance assurance projects in the past, especially around consumer duty and financial crime.
✨Showcase Your Client-Facing Skills
Since experience in a client-facing or consulting environment is a plus, prepare examples of how you've successfully interacted with clients. Think about challenges you've faced and how you resolved them while maintaining compliance.
✨Understand the Hybrid Work Model
Familiarise yourself with the hybrid work model and be prepared to discuss how you can effectively manage your responsibilities both in the office and remotely. Highlight any previous experience you have with this setup.
✨Prepare Questions for Them
Interviews are a two-way street! Prepare insightful questions about their compliance strategies and team dynamics. This shows your genuine interest in the role and helps you assess if it's the right fit for you.