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- Tasks: Lead conduct risk initiatives in Investment & Wholesale Banking, focusing on market abuse and trade surveillance.
- Company: Join a market-leading brand with global career opportunities and a strong reputation in finance.
- Benefits: Enjoy long-term career growth, competitive salary, and potential for international placements.
- Why this job: Make a real impact by ensuring compliance and managing risks in a dynamic banking environment.
- Qualifications: Must have senior-level experience in conduct risk, particularly in market abuse and trade surveillance.
- Other info: Ideal for those looking to advance their career in a prestigious financial institution.
The predicted salary is between 72000 - 108000 £ per year.
I am looking for a talented and technically astute senior conduct risk professional with specific experience in the Investment and Wholesale Banking sector. Strong, hands-on expertise in Market Abuse, Conflicts of Interest, Trade and Market Surveillance is essential to this role. You will be able to provide pragmatic and workable solutions to FCA regulations and manage senior stakeholders effectively.
My client is a market-leading brand that offers long-term career opportunities not just in the UK but also overseas.
Investment Banking & Wholesale Conduct Risk employer: Oliver James Associates Ltd.
Contact Detail:
Oliver James Associates Ltd. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Investment Banking & Wholesale Conduct Risk
✨Tip Number 1
Network with professionals in the Investment and Wholesale Banking sector. Attend industry events, webinars, or conferences where you can meet people who work in conduct risk. This can help you gain insights into the role and potentially get referrals.
✨Tip Number 2
Stay updated on FCA regulations and recent developments in market abuse and trade surveillance. Being knowledgeable about current trends and regulatory changes will demonstrate your expertise during interviews and discussions with stakeholders.
✨Tip Number 3
Prepare to discuss specific scenarios where you've successfully managed conflicts of interest or implemented market surveillance strategies. Real-life examples will showcase your hands-on experience and problem-solving skills, making you a more attractive candidate.
✨Tip Number 4
Research the company culture and values of the market-leading brand you're applying to. Tailor your conversations to align with their ethos, showing that you not only have the technical skills but also fit well within their organisational environment.
We think you need these skills to ace Investment Banking & Wholesale Conduct Risk
Some tips for your application 🫡
Understand the Role: Thoroughly read the job description for the Conduct Risk Associate Director position. Familiarise yourself with key terms like Market Abuse, Conflicts of Interest, and Trade Surveillance to demonstrate your knowledge in these areas.
Tailor Your CV: Highlight your relevant experience in Investment and Wholesale Banking, focusing on your hands-on expertise in conduct risk management. Use specific examples that showcase your ability to provide solutions to FCA regulations.
Craft a Compelling Cover Letter: Write a cover letter that not only outlines your qualifications but also reflects your understanding of the company's values and the importance of conduct risk in their operations. Make sure to mention your experience managing senior stakeholders.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial in the conduct risk field.
How to prepare for a job interview at Oliver James Associates Ltd.
✨Know Your Regulations
Familiarise yourself with FCA regulations, especially those related to Market Abuse and Conflicts of Interest. Be prepared to discuss how you have navigated these regulations in your previous roles.
✨Showcase Your Stakeholder Management Skills
Prepare examples of how you've effectively managed senior stakeholders in the past. Highlight your communication strategies and how you’ve built trust and rapport with them.
✨Demonstrate Technical Expertise
Be ready to discuss specific technical aspects of Trade and Market Surveillance. Use real-life scenarios to illustrate your hands-on experience and problem-solving abilities in this area.
✨Align with Company Values
Research the market-leading brand's values and culture. Be prepared to explain how your personal values align with theirs and how you can contribute to their long-term success.
