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- Tasks: Join a dynamic team ensuring compliance in retail financial services.
- Company: Be part of a leading firm focused on risk management and internal controls.
- Benefits: Enjoy hybrid work options, technical training, and career development.
- Why this job: Great culture with opportunities to grow your skills and make an impact.
- Qualifications: Experience in compliance or risk management is essential; strong communication skills required.
- Other info: Work in a supportive team of around 10 people.
The predicted salary is between 43200 - 72000 £ per year.
I am looking for a solid compliance senior associate with experience within the retail financial services sector. You will have been working within compliance, risk management, internal controls, and monitoring, either for an advisory firm, financial institution, or the FCA.
Strong communication skills are a must, as is the ability to problem-solve, skill up, and work to deadlines. The team is around 10 people, and they offer a great culture, lots of technical training, and career development opportunities. You will be London-based and work on a hybrid basis.
Compliance Senior Associate, Retail Financial Services employer: Oliver James Associates Ltd.
Contact Detail:
Oliver James Associates Ltd. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Senior Associate, Retail Financial Services
✨Tip Number 1
Familiarise yourself with the latest regulations and compliance standards in the retail financial services sector. This will not only help you in interviews but also demonstrate your commitment to staying updated in a fast-paced environment.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in retail financial services. Attend industry events or join relevant online forums to build connections that could lead to referrals or insider information about the role.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully navigated compliance challenges in your previous roles. Highlight your problem-solving skills and ability to meet deadlines, as these are crucial for the position.
✨Tip Number 4
Research StudySmarter's culture and values to align your responses during the interview. Showing that you understand and fit into our team dynamics can significantly boost your chances of landing the job.
We think you need these skills to ace Compliance Senior Associate, Retail Financial Services
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance, risk management, and internal controls specifically within the retail financial services sector. Use keywords from the job description to demonstrate your fit for the role.
Craft a Compelling Cover Letter: Write a cover letter that showcases your strong communication skills and problem-solving abilities. Mention specific examples of how you've successfully navigated compliance challenges in previous roles.
Highlight Relevant Experience: In your application, emphasise any experience you have working with advisory firms, financial institutions, or the FCA. This will show that you understand the regulatory landscape and can contribute effectively from day one.
Show Enthusiasm for Development: Express your interest in the technical training and career development opportunities mentioned in the job description. This demonstrates that you are eager to grow and contribute to the team's success.
How to prepare for a job interview at Oliver James Associates Ltd.
✨Showcase Your Compliance Knowledge
Make sure to brush up on the latest regulations and compliance standards relevant to retail financial services. Be prepared to discuss your previous experiences in compliance, risk management, and internal controls, as this will demonstrate your expertise and suitability for the role.
✨Demonstrate Strong Communication Skills
Since strong communication skills are essential for this position, practice articulating your thoughts clearly and concisely. Consider preparing examples of how you've effectively communicated complex compliance issues to non-compliance colleagues or stakeholders in the past.
✨Problem-Solving Scenarios
Prepare for situational questions that assess your problem-solving abilities. Think of specific instances where you identified a compliance issue and how you resolved it. This will show your analytical skills and ability to work under pressure.
✨Cultural Fit and Team Dynamics
Research the company culture and be ready to discuss how you can contribute to the team environment. Highlight your ability to collaborate with others and adapt to different working styles, especially since you'll be part of a small team.
