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- Tasks: Lead compliance initiatives and training for a reputable mortgage brokerage.
- Company: Join a respected mortgage brokerage in Warrington with a strong focus on compliance.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Other info: Opportunity to work closely with directors and key stakeholders.
- Why this job: Make a real impact by ensuring compliance and training in a dynamic industry.
- Qualifications: 2+ years of compliance experience and strong communication skills required.
The predicted salary is between 48000 - 72000 £ per year.
For a reputable Mortgage Brokerage in Warrington.
Responsibilities:
- Reporting directly to the Directors.
- Manage the development of our compliance policy and procedure documents, including roll out and training of FCA driven initiatives such as GDPR and SM&CR, AML.
- Ensure all annual mandatory training is delivered on time.
- Prepare and develop compliance reports for the Company Board and relevant Regulators (FCA) which will feed into our Gabriel Report.
- Management of policy updates in accordance with changes in regulations.
- Manage authorisations with the FCA.
- Ensure appropriate internal oversight is established in accordance with FCA guidelines and other regulatory requirements.
- Manage advisors in KPIs, case studies, fraud (Pre Dip Checks) and corrective actions.
- Strong engagement with compliance business partners and stakeholders (Simply Biz Compliance Team).
- Compliance Referencing.
- Dealing with all regulatory requirements relating to key compliance issues.
- Financial Crime due diligence.
- Sign off on marketing material.
Requirements:
- Strong communication skills.
- Strong knowledge of the regulatory requirements relating to key compliance issues.
- At least 2 years' compliance experience.
- Financial Crime experience.
- Previous experience in regulated environments.
- SM&CR trained - ICA qualification preferred.
Scope:
- Filter by subject area.
- Anti Money Laundering.
- Governance, Risk and Compliance.
- Financial Crime Prevention.
- Customer Due Diligence.
- Managing Sanctions Risk.
Locations
Senior Compliance and Training Manager in Cheshire, Warrington employer: OE Recruitment Solutions
Contact Detail:
OE Recruitment Solutions Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance and Training Manager in Cheshire, Warrington
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and training field. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and compliance issues. Be ready to discuss how you've handled similar challenges in the past. Show them you’re the expert they need!
✨Tip Number 3
Don’t just apply and wait! Follow up on your applications with a friendly email or call. It shows your enthusiasm and keeps you on their radar. Plus, it gives you a chance to reiterate why you’re the perfect fit!
✨Tip Number 4
Check out our website for job openings that match your skills. We’re always looking for talented individuals like you to join our team. Apply directly through us for a better chance at landing that dream job!
We think you need these skills to ace Senior Compliance and Training Manager in Cheshire, Warrington
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance and Training Manager role. Highlight your experience with compliance policies, FCA regulations, and any relevant training you've delivered. We want to see how your background aligns with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and training. Share specific examples of your achievements in previous roles that relate to the responsibilities listed in the job description.
Showcase Your Communication Skills: Strong communication skills are key for this role. In your application, demonstrate how you've effectively communicated complex compliance issues to various stakeholders. We love seeing clear and concise writing!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at OE Recruitment Solutions
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of FCA regulations, GDPR, and AML. Be ready to discuss how you've applied these in your previous roles. This shows you're not just familiar with the terms but can actually implement them.
✨Prepare for Scenario Questions
Expect questions that ask you to solve compliance-related scenarios. Think about past experiences where you managed compliance issues or training initiatives. Use the STAR method (Situation, Task, Action, Result) to structure your answers.
✨Showcase Your Communication Skills
As a Senior Compliance and Training Manager, you'll need to communicate complex regulations clearly. Prepare examples of how you've effectively communicated compliance policies to teams or stakeholders in the past.
✨Engage with the Interviewers
Don't just answer questions; engage with your interviewers. Ask them about their current compliance challenges or how they measure the success of their training programmes. This shows your interest in the role and helps you gauge if it's the right fit for you.