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For Companies At a Glance
- Tasks: Lead compliance efforts and ensure adherence to regulations while supporting strategic objectives.
- Company: Join Octopus Money, a mission-driven company transforming financial resilience for everyone.
- Benefits: Competitive salary, flexible working options, and opportunities for professional growth.
- Why this job: Make a real impact by shaping compliance in a company dedicated to financial clarity.
- Qualifications: Experience in compliance and a strong understanding of regulatory frameworks.
- Other info: Be part of a dynamic team focused on improving financial well-being for all.
The predicted salary is between 72000 - 108000 £ per year.
About Octopus Money
We're on a mission to transform millions of lives by building financial resilience and wealth for everyone. Money shapes every part of life. Yet most people never get the support they need:
- Half of Brits reach retirement age without enough to live the life they want
- Financial stress is a leading cause of poor mental health
- Only 8% of people have access to 1-to-1 financial advice
There's no shortage of information. What people actually need is clarity, guidance and a plan that makes sense for them. That's where we come in. Octopus Money brings together financial planning, investment expertise and smart technology so people can understand their options and take action with confidence. We help people build a clear plan for their savings, investments and pensions and make investing simple with managed portfolios built by experts. We also support employers who want their teams to feel more secure and in control.
Some people need regulated advice. Others need coaching. Many need both at different points in life. Our service adapts to what each person needs. We believe everyone deserves money support that works for real life.
The role and opportunity
The Head of Compliance (SMF16) will play a critical role in ensuring that Octopus Money operates within the framework of all applicable regulations and standards. This is a senior role and will involve designing, implementing and managing a robust compliance framework that supports our strategic objectives while mitigating regulatory risks. The successful candidate will act as the primary contact with regulatory bodies and oversee all aspects of compliance, including monitoring, reporting and advisory functions.
Key responsibilities:
Assume responsibility for the firm's compliance with the regulatory framework, fulfilling the SMF16 function under the Senior Managers and Certification Regime (SMCR). Develop, implement and maintain the firm's compliance policies, procedures, and systems to ensure alignment with relevant laws and regulations (e.g., FCA Handbook). Provide expert advice and guidance to the Board, senior management and business units on compliance matters.
Head of Compliance in London employer: Octopus Money Limited
Contact Detail:
Octopus Money Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars where you can meet potential employers or colleagues. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by researching Octopus Money thoroughly. Understand their mission and values, and think about how your experience aligns with their goals. This will help you stand out as a candidate who truly gets what they’re about.
✨Tip Number 3
Showcase your expertise! Be ready to discuss specific compliance challenges you've tackled in the past. Use real examples to demonstrate your problem-solving skills and how you can add value to their compliance framework.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Head of Compliance in London
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter for the Head of Compliance role. Highlight your experience with compliance frameworks and regulatory standards, as this will show us you understand what we're looking for.
Showcase Your Expertise: Don’t hold back on sharing your knowledge! We want to see how you've tackled compliance challenges in the past. Use specific examples to demonstrate your ability to navigate complex regulations and provide guidance.
Be Clear and Concise: When writing your application, clarity is key. Keep your language straightforward and avoid jargon unless it's relevant. We appreciate a well-structured application that gets straight to the point.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you're keen to join our mission!
How to prepare for a job interview at Octopus Money Limited
✨Know Your Regulations
Familiarise yourself with the relevant regulations and compliance frameworks, especially the FCA Handbook. Being able to discuss specific regulations and how they apply to Octopus Money will show that you’re not just knowledgeable but also genuinely interested in the role.
✨Showcase Your Experience
Prepare examples from your past roles where you've successfully implemented compliance policies or managed regulatory risks. Use the STAR method (Situation, Task, Action, Result) to structure your answers, making it easy for the interviewers to see your impact.
✨Understand Their Mission
Octopus Money is all about transforming lives through financial resilience. Be ready to discuss how your compliance strategies can support their mission. This shows that you align with their values and understand the bigger picture of what they do.
✨Ask Insightful Questions
Prepare thoughtful questions about their current compliance challenges or future goals. This not only demonstrates your interest but also gives you a chance to showcase your strategic thinking and how you can contribute to their objectives.
