At a Glance
- Tasks: Lead compliance efforts and develop frameworks in a growing hedge fund.
- Company: Dynamic hedge fund manager based in London with a collaborative culture.
- Benefits: Competitive salary, growth opportunities, and a chance to shape compliance practices.
- Other info: Join an ambitious team and enjoy a hands-on leadership role.
- Why this job: Make a real impact by building a best-in-class compliance function.
- Qualifications: 8+ years of compliance experience and strong knowledge of financial regulations.
The predicted salary is between 80000 - 100000 £ per year.
An exciting opportunity has arisen for an experienced Compliance Officer to join a dynamic and growing fixed income focused hedge fund manager based in London. Our client is entering its next phase of growth and is now looking to bring compliance in-house. This is a broad, hands-on leadership role where you’ll take ownership of the compliance function while working closely with external consultants, regulatory counsel, and senior management to embed best practice that can scale as the business grows. The culture is collaborative and commercial, which would suit someone who enjoys being close to the investment process and providing pragmatic, solutions-driven advice.
Key responsibilities include:
- Developing and maintaining the firm’s compliance framework, policies, and monitoring programme
- Advising on trading and market conduct matters, including wall crossings and market soundings
- Overseeing regulatory reporting (FCA, AIFMD, SEC, ICARA, Annex IV)
- Supporting investor relations, including ODD and marketing reviews
- Managing SMCR, personal account dealing, and employee governance
- Delivering compliance training and driving regulatory awareness across the firm
- Drafting and negotiating NDAs, co-op agreements, and fund documentation
What we’re looking for:
- 8+ years’ compliance experience
- Public credit knowledge strongly preferred
- Strong knowledge of AIFMD, MiFID, and exposure to SEC regulations
- A balance of strategic and hands-on capability, with the confidence to advise senior stakeholders and the adaptability to work autonomously
This role offers the opportunity to build and lead a best-in-class compliance function within an ambitious and entrepreneurial hedge fund environment. If you’d like to learn more, please reach out for a confidential discussion.
Senior Compliance Officer at a Growing Hedge Fund in Slough employer: OCR Alpha
Join a forward-thinking hedge fund in London that prioritises a collaborative and commercial culture, offering you the chance to take ownership of the compliance function in a dynamic environment. With a strong focus on employee growth and development, this role provides unique opportunities to shape compliance practices while being closely involved in the investment process, ensuring your contributions are both meaningful and impactful.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Officer at a Growing Hedge Fund in Slough
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like OCR Alpha looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Compliance Officer at a Growing Hedge Fund in Slough
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at OCR Alpha. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at OCR Alpha
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with OCR Alpha’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
