At a Glance
- Tasks: Provide regulatory advice and enhance compliance frameworks in a dynamic hedge fund environment.
- Company: Join a high-performing hedge fund with a focus on growth and innovation.
- Benefits: Competitive salary, career progression, and the chance to shape compliance strategies.
- Other info: Collaborative, fast-paced environment with opportunities for leadership development.
- Why this job: Make a real impact in a visible role while working closely with investment professionals.
- Qualifications: 6+ years of compliance experience and strong knowledge of UK trading regulations.
The predicted salary is between 80000 - 100000 £ per year.
OCR Alpha is partnering with a high-performing hedge fund looking to hire an experienced Compliance Officer into a broad, front-office facing role with significant ownership and long-term progression. Working closely with senior investment professionals, you'll provide day-to-day regulatory advice across a sophisticated equities and systematic trading platform, while taking ownership of the UK compliance framework and supporting the firm's wider global trading compliance function.
Key responsibilities:
- Act as a trusted adviser to portfolio managers and traders on market abuse, insider trading, short selling, market conduct and broader trading regulations
- Own and enhance the UK compliance framework, ensuring continued adherence to FCA requirements
- Lead regulatory reporting across transaction reporting and disclosure regimes, including short selling
- Oversee trade surveillance and help develop pre- and post-trade controls to support a growing trading platform
- Support new products, strategies and business initiatives from a regulatory perspective
- Drive regulatory change, policy development and compliance framework enhancements
We're looking for:
- 6+ years' compliance experience within a buy-side investment firm (hedge fund experience preferred)
- Strong knowledge of UK trading regulations, particularly across equities, market abuse and short selling
- Experience providing front-office regulatory advisory
- Someone who enjoys operating in a collaborative, fast-paced environment with the opportunity to influence the business
This is an excellent opportunity to join a growing investment platform in a highly visible role, with genuine scope to shape the compliance function and progress into a senior leadership position.
Compliance Officer at Growing Hedge Fund in Slough employer: OCR Alpha
Join a leading global investment platform in London, where innovation and automation are at the forefront of our operations. We foster a collaborative work culture that values employee growth, offering opportunities to enhance your skills while making a tangible impact on our processes. With a focus on efficiency and scalability, you'll be part of a dynamic team that embraces cutting-edge technology to drive success in the financial services sector.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer at Growing Hedge Fund in Slough
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like OCR Alpha looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Officer at Growing Hedge Fund in Slough
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at OCR Alpha. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at OCR Alpha
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with OCR Alpha’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
