Senior Compliance Officer - Hedge Fund
Senior Compliance Officer - Hedge Fund

Senior Compliance Officer - Hedge Fund

Full-Time 80000 - 120000 £ / year (est.) No home office possible
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OCR Alpha

At a Glance

  • Tasks: Support compliance initiatives and collaborate with global teams in a high-profile role.
  • Company: Global multi-strat hedge fund with a dynamic London office.
  • Benefits: Exposure to senior management and ownership of key projects.
  • Other info: Fast-paced environment with opportunities for professional growth.
  • Why this job: Make a significant impact in compliance within a leading hedge fund.
  • Qualifications: 7+ years in compliance, preferably in e-trading or equities.

The predicted salary is between 80000 - 120000 £ per year.

I am partnered with a global multi-strat hedge fund looking for a senior electronic trading compliance professional to support the Head of Compliance and partner with colleagues globally. This is a high-profile role within the London office, offering exposure to senior management and the opportunity to take ownership of key compliance initiatives. Areas of focus will include trading floor compliance, market abuse controls, regulatory change, and broader support across global projects.

Key Requirements

  • At least 7 years’ compliance experience within a hedge fund, investment bank, or asset manager; e-trading or equities advisory background preferred
  • Strong knowledge of UK/EU/US regulatory frameworks, with experience across surveillance, monitoring, and regulatory engagement
  • Excellent communication skills, sound judgement, and the ability to build effective relationships with senior stakeholders
  • Strong academic background
  • Organised, detail-oriented, and able to work independently in a fast-paced environment

Senior Compliance Officer - Hedge Fund employer: OCR Alpha

As a leading global multi-strat hedge fund, we pride ourselves on fostering a dynamic and inclusive work culture that empowers our employees to excel. Located in the heart of London, this role offers unparalleled exposure to senior management and the chance to lead significant compliance initiatives, all while benefiting from a collaborative environment that prioritises professional growth and development. Join us to be part of a forward-thinking team that values innovation and integrity in the fast-paced world of electronic trading compliance.
OCR Alpha

Contact Detail:

OCR Alpha Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Senior Compliance Officer - Hedge Fund

✨Tip Number 1

Network like a pro! Reach out to your connections in the hedge fund world and let them know you're on the lookout for opportunities. You never know who might have a lead or can put in a good word for you.

✨Tip Number 2

Prepare for those interviews by brushing up on your knowledge of UK/EU/US regulatory frameworks. Be ready to discuss how your experience aligns with the compliance initiatives they’re focusing on, especially in trading floor compliance.

✨Tip Number 3

Showcase your communication skills! During interviews, make sure to articulate your thoughts clearly and demonstrate how you've built relationships with senior stakeholders in your previous roles.

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.

We think you need these skills to ace Senior Compliance Officer - Hedge Fund

Compliance Experience
Electronic Trading Knowledge
Equities Advisory Background
UK/EU/US Regulatory Frameworks
Surveillance and Monitoring
Regulatory Engagement
Communication Skills
Judgement
Relationship Building
Organisational Skills
Attention to Detail
Independent Working
Ability to Work in Fast-Paced Environment

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to highlight your compliance experience, especially in hedge funds or investment banks. We want to see how your background aligns with the key requirements mentioned in the job description.

Showcase Your Skills: Don’t just list your skills; demonstrate them! Use specific examples from your past roles that showcase your knowledge of regulatory frameworks and your ability to engage with senior stakeholders. This will help us see your potential impact.

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance in the hedge fund space and how you can contribute to our team. Keep it concise but impactful!

Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates from us!

How to prepare for a job interview at OCR Alpha

✨Know Your Regulations

Make sure you brush up on the UK, EU, and US regulatory frameworks relevant to hedge funds. Be prepared to discuss how these regulations impact trading floor compliance and market abuse controls. This shows that you’re not just familiar with the rules but can apply them in real-world scenarios.

✨Showcase Your Experience

With at least 7 years of compliance experience, you’ll want to highlight specific examples from your past roles. Think about situations where you successfully navigated regulatory challenges or implemented compliance initiatives. This will demonstrate your capability and readiness for a senior role.

✨Build Rapport with Stakeholders

Since this role involves working closely with senior management, practice how you can effectively communicate and build relationships. Prepare examples of how you've successfully collaborated with stakeholders in the past, showcasing your excellent communication skills and sound judgement.

✨Be Organised and Detail-Oriented

In a fast-paced environment, being organised is key. Bring along any relevant documents or notes that can help you articulate your thoughts clearly during the interview. Show that you can manage multiple priorities while paying attention to detail, which is crucial for compliance roles.

Senior Compliance Officer - Hedge Fund
OCR Alpha
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