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- Tasks: Lead compliance and legal functions in a dynamic hedge fund environment.
- Company: Ambitious hedge fund manager based in London with a collaborative culture.
- Benefits: Opportunity to build a best-in-class compliance function and work closely with senior management.
- Why this job: Make a real impact in a growing firm while advising on strategic compliance matters.
- Qualifications: 8+ years of legal and compliance experience, preferably in public credit.
- Other info: Ideal for those who thrive in an entrepreneurial and fast-paced setting.
The predicted salary is between 72000 - 108000 £ per year.
An exciting opportunity has arisen for a Head of Compliance to join a dynamic and growing fixed income focused hedge fund manager based in London. Our client is entering its next phase of growth and is now looking to bring compliance and legal in-house. This is a broad, hands-on leadership role where you’ll take ownership of the legal and compliance function while working closely with external consultants, regulatory counsel, and senior management to embed best practice that can scale as the business grows. The culture is collaborative and commercial, which would suit someone who enjoys being close to the investment process and providing pragmatic, solutions-driven advice.
Key responsibilities include:
- Developing and maintaining the firm’s compliance framework, policies, and monitoring programme
- Advising on trading and market conduct matters, including wall crossings and market soundings
- Overseeing regulatory reporting (FCA, AIFMD, SEC, ICARA, Annex IV)
- Supporting investor relations, including ODD and marketing reviews
- Managing SMCR, personal account dealing, and employee governance
- Delivering compliance training and driving regulatory awareness across the firm
- Drafting and negotiating NDAs, co-op agreements, and fund documentation
What we’re looking for:
- 8+ years’ legal and compliance experience
- Public credit knowledge preferred
- Strong knowledge of AIFMD, MiFID, and exposure to SEC regulations
- Legal qualifications and law firm experience
- A balance of strategic and hands-on capability, with the confidence to advise senior stakeholders and the adaptability to work autonomously
This role offers the opportunity to build and lead a best-in-class compliance function within an ambitious and entrepreneurial hedge fund environment. If you’d like to learn more, please reach out for a confidential discussion.
Head of Compliance and Legal Counsel in London employer: OCR Alpha
Contact Detail:
OCR Alpha Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance and Legal Counsel in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and legal sectors. Attend industry events or webinars where you can meet potential employers or colleagues. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by researching the company inside out. Understand their compliance framework and recent regulatory changes. This will help us show that you’re not just interested in the role, but also in how you can contribute to their growth.
✨Tip Number 3
Practice your pitch! Be ready to explain how your 8+ years of experience aligns with their needs. Highlight your strategic and hands-on capabilities, and don’t forget to mention your legal qualifications and law firm experience.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to engage directly with us. Let’s get you that interview!
We think you need these skills to ace Head of Compliance and Legal Counsel in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Head of Compliance role. Highlight your legal and compliance experience, especially in public credit and regulations like AIFMD and MiFID. We want to see how your background aligns with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Share specific examples of how you've developed compliance frameworks or advised on trading matters. Let us see your passion for compliance!
Showcase Your Leadership Skills: Since this is a leadership role, don’t forget to showcase your strategic and hands-on capabilities. Talk about times when you’ve led teams or projects, and how you’ve driven compliance awareness across an organisation. We love a proactive approach!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep everything organised and ensures your application gets the attention it deserves. We can’t wait to hear from you!
How to prepare for a job interview at OCR Alpha
✨Know Your Regulations
Make sure you brush up on the key regulations like AIFMD, MiFID, and SEC rules. Being able to discuss these confidently will show that you’re not just familiar with compliance but also understand how they apply in a hedge fund context.
✨Showcase Your Leadership Skills
This role is all about taking ownership and leading a team. Prepare examples of how you've successfully led compliance initiatives or legal projects in the past. Highlight your ability to work collaboratively with senior management and external consultants.
✨Be Solutions-Driven
The company values pragmatic advice, so think of scenarios where you’ve provided effective solutions to complex compliance issues. Be ready to discuss how you can embed best practices that scale as the business grows.
✨Prepare for Scenario Questions
Expect questions that test your problem-solving skills in real-world situations, such as handling wall crossings or regulatory reporting. Practise articulating your thought process and decision-making strategies clearly.
