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- Tasks: Manage compliance programmes and advise on trading regulations in a dynamic hedge fund.
- Company: Leading hedge fund with a focus on growth and innovation.
- Benefits: Competitive salary, career progression, and a high-impact role.
- Other info: Exciting opportunity for long-term career development in a fast-paced environment.
- Why this job: Join a growing platform and make a real difference in compliance.
- Qualifications: 8+ years of compliance experience and strong knowledge of trading regulations.
The predicted salary is between 80000 - 100000 £ per year.
We are working with an exciting hedge fund seeking an experienced compliance professional to develop and manage the UK compliance programme, while supporting broader trading compliance initiatives across the business. This is a high impact role with clear progression.
Key Responsibilities:
- Oversee and enhance the UK compliance framework in line with FCA requirements
- Advise investment teams on trading regulations (e.g. market abuse, insider trading, short selling) on a day to day basis
- Manage regulatory reporting, including transaction reporting and disclosures
- Lead trade surveillance and support the development of pre- and post-trade controls
- Maintain policies, registers, and regulatory horizon scanning processes
- Support new products, strategies, and regulatory interactions
Key Requirements:
- 8+ years’ compliance experience in a buy side environment, hedge fund preferred
- Strong knowledge of trading regulations, with a particular focus on equities
- Experience across regulatory reporting and trade surveillance
This is an excellent opportunity to join a growing platform in a role that offers both breadth and long-term progression.
Compliance Officer at Leading Hedge Fund employer: OCR Alpha
Contact Detail:
OCR Alpha Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer at Leading Hedge Fund
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, sometimes it’s not just what you know, but who you know!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and trading compliance. We recommend creating a cheat sheet of key topics and recent changes in regulations. This will help you impress interviewers with your expertise and show that you're on top of your game.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a thank-you email to express your appreciation and reiterate your interest in the role. It’s a simple gesture that can keep you fresh in their minds and show your enthusiasm for the position.
✨Tip Number 4
Apply through our website for the best chance at landing that Compliance Officer role! We make it easy for you to showcase your skills and experience directly to hiring managers. Plus, you’ll be part of a growing platform that values your expertise in compliance.
We think you need these skills to ace Compliance Officer at Leading Hedge Fund
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your 8+ years of compliance experience and any specific achievements in managing compliance frameworks or regulatory reporting that align with what we’re looking for.
Showcase Relevant Experience: In your cover letter, emphasise your strong knowledge of trading regulations, especially around market abuse and insider trading. We want to see how your background fits into our needs, so don’t hold back on those details!
Be Clear and Concise: When writing your application, keep it clear and concise. Use bullet points where possible to make it easy for us to see your key skills and experiences at a glance. We appreciate straightforward communication!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. We can’t wait to see what you bring to the table!
How to prepare for a job interview at OCR Alpha
✨Know Your Regulations
Make sure you brush up on the latest FCA requirements and trading regulations. Being able to discuss market abuse, insider trading, and short selling confidently will show that you're not just familiar with the rules but can also apply them in real-world scenarios.
✨Showcase Your Experience
With 8+ years of compliance experience, be ready to share specific examples from your past roles. Highlight how you've enhanced compliance frameworks or managed regulatory reporting, as this will demonstrate your capability to handle the responsibilities of the role.
✨Prepare for Scenario Questions
Expect questions that put you in hypothetical situations related to trade surveillance or regulatory interactions. Practise articulating your thought process and decision-making skills, as this will help interviewers see how you approach complex compliance challenges.
✨Ask Insightful Questions
At the end of the interview, don’t shy away from asking questions about the company's compliance culture or future regulatory challenges they foresee. This shows your genuine interest in the role and helps you gauge if the company aligns with your career goals.