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- Tasks: Join a dynamic compliance team, managing daily processes and advising on global regulations.
- Company: A leading global investment firm known for its collaborative culture and long-term performance.
- Benefits: Enjoy a non-hierarchical environment with opportunities for growth and impact.
- Why this job: Make a real difference in a high-performing hedge fund while developing your compliance expertise.
- Qualifications: 5-10 years of compliance experience, ideally in hedge funds, with strong regulatory knowledge.
- Other info: Work on-site to build a strong compliance presence and foster relationships across jurisdictions.
The predicted salary is between 48000 - 72000 £ per year.
A global, multi-strategy investment firm is seeking a driven and versatile Senior Compliance Officer to join its London office. With a sophisticated platform across global asset classes, the firm is known for its collaborative culture, intellectual rigor, and long-term performance.
This role offers significant exposure and responsibility within a high-performing global compliance team and is a fantastic opportunity for someone looking to make a real impact in a dynamic hedge fund environment. Reporting into the Global Chief Compliance Officer, you will be joining a lean, non-hierarchical team.
Responsibilities- Supporting the compliance team on managing day-to-day compliance processes
- Advising on global regulatory matters, spanning the FCA and SEC
- Developing and running the compliance monitoring program
- Updating and maintaining policies and procedures
- Providing guidance to investment professionals on compliance-related matters
- 5–10+ years of experience in compliance, ideally within a hedge fund or alternatives environment
- Strong working knowledge of UK, European, and US regulatory frameworks (FCA, SEC, NFA, MiFID, MAR, etc.)
- Familiarity with multi-asset class trading strategies
- Confident communicator with the ability to work independently and build relationships across jurisdictions
- Willingness to work on-site and establish a strong compliance presence
- Experience in compliance within a hedge fund or alternatives environment
- Knowledge of UK and European regulatory frameworks. SEC knowledge preferable
- Familiarity with multi-asset class trading strategies
- Strong communication skills
Compliance Officer employer: OCR Alpha
Contact Detail:
OCR Alpha Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Network with professionals in the hedge fund industry. Attend relevant events, webinars, or conferences where you can meet compliance officers and other key players. Building these connections can provide valuable insights and potentially lead to job referrals.
✨Tip Number 2
Stay updated on the latest regulatory changes affecting hedge funds, particularly those related to the FCA and SEC. Demonstrating your knowledge of current regulations during conversations can set you apart as a well-informed candidate.
✨Tip Number 3
Consider joining professional associations or groups focused on compliance in the financial sector. These platforms often offer resources, training, and networking opportunities that can enhance your profile and connect you with potential employers.
✨Tip Number 4
Prepare for interviews by practising how to articulate your experience with compliance processes and regulatory frameworks. Be ready to discuss specific scenarios where you've successfully navigated compliance challenges, showcasing your problem-solving skills.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance, particularly within hedge funds or alternative environments. Emphasise your knowledge of UK, European, and US regulatory frameworks, as well as any specific achievements in compliance roles.
Craft a Compelling Cover Letter: Write a cover letter that showcases your understanding of the compliance landscape in hedge funds. Mention your experience with FCA and SEC regulations, and explain how your skills align with the responsibilities outlined in the job description.
Highlight Communication Skills: Since strong communication skills are essential for this role, provide examples in your application that demonstrate your ability to advise and build relationships with investment professionals across jurisdictions.
Show Enthusiasm for the Role: In your application, express your enthusiasm for working in a dynamic hedge fund environment. Discuss your willingness to work on-site and your commitment to establishing a strong compliance presence within the team.
How to prepare for a job interview at OCR Alpha
✨Know Your Regulations
Make sure you have a solid understanding of the UK, European, and US regulatory frameworks, especially the FCA and SEC. Brush up on recent changes or updates in these regulations, as this will show your commitment to staying informed and your ability to advise effectively.
✨Demonstrate Your Experience
Be prepared to discuss your previous compliance roles, particularly within hedge funds or alternative environments. Highlight specific examples where you've successfully managed compliance processes or navigated complex regulatory issues.
✨Showcase Your Communication Skills
As a Compliance Officer, you'll need to communicate effectively with various stakeholders. Practice articulating your thoughts clearly and confidently, and be ready to provide examples of how you've built relationships across different jurisdictions.
✨Emphasise Your Team Player Attitude
This role is part of a lean, non-hierarchical team, so it's important to convey your collaborative spirit. Share experiences where you've worked closely with others to achieve compliance goals, demonstrating your ability to contribute positively to a team environment.
