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- Tasks: Join a dynamic team managing compliance processes and advising on global regulations.
- Company: A leading global investment firm known for its collaborative culture and long-term success.
- Benefits: Enjoy a non-hierarchical environment with opportunities for growth and impact.
- Why this job: Make a real difference in a high-performing hedge fund while developing your compliance expertise.
- Qualifications: 5–10+ years in compliance, ideally within hedge funds, with strong regulatory knowledge.
- Other info: Work closely with the Global Chief Compliance Officer in a supportive team.
The predicted salary is between 43200 - 72000 £ per year.
A global, multi-strategy investment firm is seeking a driven and versatile Senior Compliance Officer to join its London office. With a sophisticated platform across global asset classes, the firm is known for its collaborative culture, intellectual rigor, and long-term performance.
This role offers significant exposure and responsibility within a high-performing global compliance team and is a fantastic opportunity for someone looking to make a real impact in a dynamic hedge fund environment. Reporting into the Global Chief Compliance Officer, you will be joining a lean, non-hierarchical team.
Responsibilities- Supporting the compliance team on managing day-to-day compliance processes
- Advising on global regulatory matters, spanning the FCA and SEC
- Developing and running the compliance monitoring program
- Updating and maintaining policies and procedures
- Providing guidance to investment professionals on compliance-related matters
- 5–10+ years of experience in compliance, ideally within a hedge fund or alternatives environment
- Strong working knowledge of UK, European, and US regulatory frameworks (FCA, SEC, NFA, MiFID, MAR, etc.)
- Familiarity with multi-asset class trading strategies
- Confident communicator with the ability to work independently and build relationships across jurisdictions
- Willingness to work on-site and establish a strong compliance presence
- Experience in compliance within a hedge fund or alternatives environment
- Knowledge of UK and European regulatory frameworks. SEC knowledge preferable
- Familiarity with multi-asset class trading strategies
- Strong communication skills
Compliance Officer employer: OCR Alpha
Contact Detail:
OCR Alpha Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Network with professionals in the hedge fund industry. Attend compliance-related events or webinars to meet people who work in similar roles. This can help you gain insights into the company culture and potentially get a referral.
✨Tip Number 2
Stay updated on the latest regulatory changes affecting hedge funds, particularly those related to the FCA and SEC. Being knowledgeable about current issues will demonstrate your commitment and expertise during interviews.
✨Tip Number 3
Prepare to discuss specific compliance challenges you've faced in previous roles. Highlight your problem-solving skills and how you navigated complex regulatory environments, as this will show your capability to handle the responsibilities of the position.
✨Tip Number 4
Familiarise yourself with the firm's investment strategies and compliance processes. Understanding their approach will allow you to tailor your discussions and show how your experience aligns with their needs.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance, particularly within hedge funds or alternative environments. Emphasise your knowledge of UK, European, and US regulatory frameworks, as well as any specific achievements in compliance roles.
Craft a Compelling Cover Letter: Write a cover letter that showcases your understanding of the compliance landscape in hedge funds. Mention your experience with FCA and SEC regulations, and explain how your skills align with the responsibilities outlined in the job description.
Highlight Communication Skills: Since strong communication skills are essential for this role, provide examples in your application that demonstrate your ability to advise and build relationships with investment professionals across jurisdictions.
Show Enthusiasm for the Role: In your application, express your genuine interest in the position and the company. Discuss why you want to work in a dynamic hedge fund environment and how you can contribute to the compliance team's success.
How to prepare for a job interview at OCR Alpha
✨Know Your Regulations
Make sure you have a solid understanding of the UK, European, and US regulatory frameworks, especially the FCA and SEC. Be prepared to discuss how these regulations impact compliance processes in a hedge fund environment.
✨Showcase Your Experience
Highlight your 5–10+ years of experience in compliance, particularly within hedge funds or alternatives. Use specific examples from your past roles to demonstrate your expertise and how you've successfully navigated compliance challenges.
✨Communicate Confidently
As a Compliance Officer, strong communication skills are essential. Practice articulating your thoughts clearly and confidently, especially when discussing complex compliance issues or advising investment professionals.
✨Demonstrate Team Collaboration
Since the firm values a collaborative culture, be ready to discuss how you've worked effectively in teams. Share examples of how you've built relationships across jurisdictions and contributed to a positive team dynamic.
