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- Tasks: Join as a Compliance Manager, advising on regulatory policies and supporting traders across various asset classes.
- Company: OCR Alpha partners with a top European hedge fund managing over $20 billion in assets.
- Benefits: Enjoy a competitive salary of £100,000 to £130,000 and a collaborative work culture.
- Why this job: Be part of a global team, impacting compliance in a dynamic financial environment.
- Qualifications: 5+ years in compliance at hedge funds or investment banks, with strong regulatory knowledge required.
- Other info: Ideal for those passionate about market regulations and compliance in finance.
The predicted salary is between 100000 - 130000 £ per year.
About the Company – OCR Alpha is currently working with one of Europe’s leading hedge funds with over $20 billion AUM. They are a truly global business with a multi-strategy approach. Our client prides itself on its’ cohesive and collaborative culture.
About the Role – We are looking for an experienced Compliance Manager to join on a permanent basis. In this role, you will support the Chief Compliance Officer and broader compliance team in providing compliance advice to the business and ensuring the firm’s compliance with internal and external regulatory policies, particularly in market abuse regulation and best execution policies. The ideal candidate will have extensive knowledge of regulatory frameworks in the hedge fund and asset management sectors.
Responsibilities –
- Front office compliance advisory: Provide advice to traders and act as key point of contact across a wide range of asset classes, including but not limited to equities, fixed income, and derivatives. This will also include supporting the front office in new product and strategy development.
- Trade surveillance and best execution monitoring
- Regulatory compliance and engagement
- Position monitoring
- Regulatory reporting
- Training and development
- Cross-functional collaboration
Qualifications – At least 5+ years of experience in a business facing compliance function at a hedge fund, prop trading house, or possibly an investment bank (trading floor advisory)
Required Skills – Strong regulatory knowledge, particularly with UK and US regulators
Preferred Skills – Trade surveillance experience advantageous (market abuse and best execution monitoring)
Pay range and compensation package – £100,000 to 130,000 base salary
Compliance Manager employer: OCR Alpha
Contact Detail:
OCR Alpha Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Familiarize yourself with the specific regulatory frameworks that govern hedge funds and asset management. Understanding the nuances of UK and US regulations will not only help you in interviews but also demonstrate your commitment to compliance.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience in hedge funds or trading environments. Engaging with industry peers can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Stay updated on current trends and changes in market abuse regulations and best execution policies. Being knowledgeable about recent developments will show your proactive approach and readiness to tackle compliance challenges.
✨Tip Number 4
Prepare to discuss real-world scenarios where you provided compliance advice or handled regulatory issues. Having concrete examples ready will illustrate your experience and problem-solving skills effectively during the interview.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Manager position. Understand the key responsibilities and required skills, especially the focus on regulatory frameworks in hedge funds and asset management.
Highlight Relevant Experience: In your CV and cover letter, emphasize your 5+ years of experience in compliance functions, particularly in hedge funds or trading environments. Provide specific examples of how you've provided compliance advice and engaged with regulatory policies.
Showcase Regulatory Knowledge: Demonstrate your strong knowledge of UK and US regulatory frameworks in your application. Mention any relevant certifications or training that support your expertise in market abuse regulation and best execution policies.
Tailor Your Application: Customize your CV and cover letter to reflect the collaborative culture of OCR Alpha. Use language that aligns with their values and mission, showing that you are a good fit for their team-oriented environment.
How to prepare for a job interview at OCR Alpha
✨Showcase Your Regulatory Knowledge
Make sure to highlight your extensive knowledge of regulatory frameworks, especially those relevant to hedge funds and asset management. Be prepared to discuss specific regulations and how they impact compliance practices.
✨Demonstrate Front Office Experience
Since the role involves providing compliance advice to traders, share examples from your past experiences where you successfully advised on compliance matters in a front office environment. This will show your ability to navigate complex trading scenarios.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in real-world compliance situations. Prepare to discuss how you would handle potential market abuse or best execution issues, as these are critical aspects of the role.
✨Emphasize Collaboration Skills
The company values a cohesive and collaborative culture. Be ready to provide examples of how you've worked cross-functionally in the past, particularly in training and development initiatives within compliance teams.
