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- Tasks: Monitor live trading, investigate market behaviour, and enhance surveillance systems.
- Company: Mid-sized capital markets firm focused on regulatory trading infrastructure.
- Benefits: Competitive salary, hybrid working, and direct exposure to market activities.
- Why this job: Gain real market exposure and influence in a dynamic surveillance environment.
- Qualifications: Experience in market surveillance and strong understanding of FCA rules required.
- Other info: Opportunity for career growth and involvement in meaningful regulatory work.
The predicted salary is between 50000 - 65000 £ per year.
Company: Capital markets, regulated trading infrastructure
What you’ll be doing: Monitoring live trading activity, investigating market behaviour
Impact: Market integrity, regulatory oversight, market abuse detection
Size: Mid-sized business, specialist and lean
What you’ll use: Market surveillance, FCA rule knowledge, Bloomberg / Refinitiv, equity market structure
Location: London
Hybrid: Hybrid working - 3 days in office
Offer: Salary available on request
Why this is worth a look: Real market exposure, direct regulatory work, broad surveillance remit, close access to senior stakeholders, and the chance to help improve the surveillance tooling rather than just live inside it.
The work: You’ll be part of a surveillance team inside a regulated trading environment, monitoring live and T+1 activity across listed securities and helping protect the integrity of the market. This includes reviewing alerts, spotting unusual behaviour, handling regulatory follow-up, and knowing when something deserves real attention. You’ll also get involved in how the surveillance function runs, including enhancements to the in-house surveillance system, testing changes, supporting reporting, speaking with external clients, and contributing to investigations, governance, and control work.
Three things stand out here:
- You’ll work close to the market — actively supervising trading activity and market behaviour.
- You’ll get variety — alerts, investigations, client queries, regulatory documentation, system enhancement work, and broader surveillance support across asset classes.
- You’ll be in a business where surveillance is part of the product and infrastructure.
What you’ll be doing day to day: You’ll spend your time across a mix of live surveillance, regulatory support, and operational control work, including:
- Monitoring client activity across trading platforms in real time and T+1
- Reviewing alerts, identifying potential market abuse risks, and escalating where needed
- Supporting STOR-related work, investigations, and regulatory documentation
- Working with internal teams on surveillance system issues, testing, and enhancements
- Handling queries from clients around surveillance processes and tooling
- Maintaining core control items such as holiday calendars, reference prices, stock status, and trading notices
- Supporting governance work including weekly reporting, quarterly reporting, monitoring programme deliverables, and incident documentation
What you’ll need: You’ll need to have market surveillance experience from a bank, broker, exchange, venue, or similarly relevant trading environment. The three big things they care about are:
- Market surveillance experience
- Strong understanding of FCA and exchange rules, market abuse risk, and the MAR5 risk analysis process
- Good grasp of equities and equity-related products
Useful background includes experience with Bloomberg, Refinitiv, regulatory reporting, STOR workflows, and handling external client interaction.
Why you might move: This role offers more breadth compared to repetitive surveillance seats. You’ll work closely with senior surveillance leadership, deal with real external stakeholders, and get exposure to both the control side and the technology side of surveillance.
Interview process: Introductory call with us > shortlist review > client interviews > offer
What next: If you’ve worked in market surveillance and want a seat closer to the market, the regulator, and the underlying surveillance infrastructure, apply and we can talk you through it properly in confidence.
Surveillance Analyst employer: Ocean Red
Contact Detail:
Ocean Red Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Surveillance Analyst
✨Tip Number 1
Network like a pro! Reach out to your connections in the industry, especially those who work in market surveillance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA rules and market abuse detection. We recommend doing mock interviews with friends or using online platforms to get comfortable discussing your experience.
✨Tip Number 3
Showcase your skills during interviews by sharing specific examples of how you've handled alerts or investigations in the past. This will demonstrate your hands-on experience and understanding of the role.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Surveillance Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your market surveillance experience and knowledge of FCA rules. We want to see how your background aligns with the role, so don’t be shy about showcasing relevant skills and experiences!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about market integrity and how your previous roles have prepared you for this position. We love seeing genuine enthusiasm for the work we do.
Showcase Your Analytical Skills: As a Surveillance Analyst, your ability to spot unusual behaviour is key. In your application, give examples of how you've successfully identified market abuse risks or handled regulatory follow-ups in the past. We want to know you can think critically!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it makes the process smoother for everyone involved!
How to prepare for a job interview at Ocean Red
✨Know Your Market Surveillance Basics
Before the interview, brush up on your knowledge of market surveillance, especially FCA rules and market abuse risks. Being able to discuss these topics confidently will show that you understand the core responsibilities of a Surveillance Analyst.
✨Prepare Real-World Examples
Think of specific instances from your past experience where you identified unusual trading behaviour or handled regulatory documentation. Sharing these examples will demonstrate your practical skills and how you can contribute to the team.
✨Familiarise Yourself with Tools
Get comfortable with tools like Bloomberg and Refinitiv, as well as any relevant surveillance systems. If you can speak about how you've used these tools in previous roles, it’ll give you an edge and show your readiness for the job.
✨Engage with the Interviewers
During the interview, don’t just answer questions—ask insightful ones too! Inquire about the team’s approach to market integrity and how they handle system enhancements. This shows your genuine interest in the role and helps you gauge if it’s the right fit for you.