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For Companies At a Glance
- Tasks: Monitor live trading activity and investigate market behaviour to ensure market integrity.
- Company: Join a mid-sized capital markets firm focused on regulated trading infrastructure.
- Benefits: Competitive salary, hybrid working, and direct exposure to market operations.
- Why this job: Gain real market exposure and influence surveillance tooling in a dynamic environment.
- Qualifications: Experience in market surveillance and strong understanding of FCA rules required.
- Other info: Collaborate closely with senior stakeholders and enhance your skills in a varied role.
The predicted salary is between 50000 - 60000 £ per year.
Overview
- Company: Capital markets, regulated trading infrastructure
- What you'll be doing: Monitoring live trading activity, investigating market behaviour
- Impact: Market integrity, regulatory oversight, market abuse detection
- Size: Mid-sized business, specialist and lean
- What you'll use: Market surveillance, FCA rule knowledge, Bloomberg / Refinitiv, equity market structure
- Location: London
- Hybrid: Hybrid working - 3 days in office
- Offer: Salary available on request
Why this is worth a look:
- Real market exposure
- Direct regulatory work
- Broad surveillance remit
- Close access to senior stakeholders
- The chance to help improve the surveillance tooling rather than just live inside it
The work
If you like being close to the market, this is the kind of seat that gives you a proper view of what's actually going on. You'll be part of a surveillance team inside a regulated trading environment, monitoring live and T+1 activity across listed securities and helping protect the integrity of the market. That means reviewing alerts, spotting unusual behaviour, handling regulatory follow-up, and knowing when something is noise and when it deserves real attention.
You won't be boxed into a narrow monitoring-only seat either. You'll get involved in how the surveillance function actually runs. That includes working on enhancements to the in-house surveillance system, helping test changes, supporting reporting, speaking with external clients, and contributing to investigations, governance, and control work that matters. If your current seat feels too procedural, this gives you more range.
Three things stand out here:
- You'll work close to the market — not buried in a back-office admin process, but actively supervising trading activity and market behaviour.
- You'll get variety — alerts, investigations, client queries, regulatory documentation, system enhancement work, and broader surveillance support across asset classes.
- You'll be in a business where surveillance is part of the product and the infrastructure — which means your input carries more weight than it does in firms where surveillance is just a control function bolted on at the side.
What you'll be doing day to day
You'll spend your time across a mix of live surveillance, regulatory support, and operational control work, including:
- Monitoring client activity across trading platforms in real time and T+1
- Reviewing alerts, identifying potential market abuse risks, and escalating where needed
- Supporting STOR-related work, investigations, and regulatory documentation
- Working with internal teams on surveillance system issues, testing, and enhancements
- Handling queries from clients around surveillance processes and tooling
- Maintaining core control items such as holiday calendars, reference prices, stock status, and trading notices
- Supporting governance work including weekly reporting, quarterly reporting, monitoring programme deliverables, and incident documentation
What you'll need
This won't suit someone trying to learn surveillance from scratch. You'll need to have done this before in a relevant market environment. The three big things they care about are:
- Market surveillance experience from a bank, broker, exchange, venue, or similarly relevant trading environment
- Strong understanding of FCA and exchange rules, market abuse risk, and the MAR5 risk analysis process
- Good grasp of equities and equity-related products, with the confidence to work across stakeholders and manage work without heavy supervision
- Useful background includes experience with Bloomberg, Refinitiv, regulatory reporting, STOR workflows, and handling external client interaction.
Why you might move
A lot of surveillance seats are repetitive. Same alerts. Same process. Same escalation path. This one gives you more breadth. You'll sit in a regulated market setting, work closely with senior surveillance leadership, deal with real external stakeholders, and get exposure to both the control side and the technology side of surveillance. That's a better platform if you want to sharpen your judgment, not just process tickets.
Interview process
Process: Introductory call with us > shortlist review > client interviews > offer
What next
If you've worked in market surveillance and want a seat closer to the market, the regulator, and the underlying surveillance infrastructure, apply and we can talk you through it properly in confidence.
Surveillance Analyst in London employer: Ocean Red
Contact Detail:
Ocean Red Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Surveillance Analyst in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the industry, attend relevant events, and engage with professionals on platforms like LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.
✨Tip Number 2
Prepare for those interviews! Research the company, understand their market surveillance processes, and be ready to discuss how your experience aligns with their needs. We want you to shine, so practice common interview questions and have your own questions ready to show your interest.
✨Tip Number 3
Showcase your skills! If you’ve worked with tools like Bloomberg or Refinitiv, make sure to highlight that in conversations. We want to see how your background fits into their operations, so don’t hold back on sharing your relevant experiences.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen by the right people. We’re here to help you navigate the process, so don’t hesitate to reach out if you have any questions along the way.
We think you need these skills to ace Surveillance Analyst in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your market surveillance experience and knowledge of FCA rules. We want to see how your background aligns with the role, so don’t be shy about showcasing relevant skills and experiences!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about market integrity and how your previous roles have prepared you for this position. We love seeing genuine enthusiasm and a clear understanding of the job.
Showcase Your Technical Skills: Mention any experience you have with tools like Bloomberg or Refinitiv. If you've worked on surveillance systems or regulatory reporting, let us know! We’re keen to see how you can contribute to enhancing our surveillance tooling.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it makes the whole process smoother for everyone involved!
How to prepare for a job interview at Ocean Red
✨Know Your Market Surveillance Basics
Before the interview, brush up on your market surveillance knowledge. Understand the key concepts of market abuse, FCA rules, and the MAR5 risk analysis process. This will help you speak confidently about your experience and how it relates to the role.
✨Prepare Real-Life Examples
Think of specific instances where you've monitored trading activity or handled regulatory documentation. Be ready to discuss how you identified unusual behaviour or escalated alerts. Real examples will showcase your expertise and problem-solving skills.
✨Familiarise Yourself with Tools
If you have experience with Bloomberg or Refinitiv, make sure to mention it. Familiarity with these tools is crucial for the role. If you haven't used them extensively, do a bit of research to understand their functionalities and how they relate to market surveillance.
✨Engage with the Interviewers
During the interview, don’t hesitate to ask questions about the surveillance function and how it integrates with the overall business. Showing genuine interest in the company's operations and your potential impact will leave a positive impression.