At a Glance
- Tasks: Monitor live trading, investigate market behaviour, and enhance surveillance systems.
- Company: Dynamic capital markets firm focused on regulatory trading infrastructure.
- Benefits: Competitive salary, hybrid working, and exposure to senior stakeholders.
- Other info: Opportunity for career growth in a mid-sized, specialist environment.
- Why this job: Gain real market exposure and contribute to meaningful surveillance improvements.
- Qualifications: Experience in market surveillance and strong understanding of FCA rules required.
The predicted salary is between 35000 - 45000 € per year.
Overview
Company: Capital markets, regulated trading infrastructure
What you’ll be doing: Monitoring live trading activity, investigating market behaviour
Impact: Market integrity, regulatory oversight, market abuse detection
Size: Mid-sized business, specialist and lean
What you’ll use: Market surveillance, FCA rule knowledge, Bloomberg / Refinitiv, equity market structure
Location: London
Hybrid: Hybrid working - 3 days in office
Offer: Salary available on request
Why this is worth a look: Real market exposure, direct regulatory work, broad surveillance remit, close access to senior stakeholders, and the chance to help improve the surveillance tooling rather than just live inside it.
The work: If you like being close to the market, this is the kind of seat that gives you a proper view of what’s actually going on. You’ll be part of a surveillance team inside a regulated trading environment, monitoring live and T+1 activity across listed securities and helping protect the integrity of the market. That means reviewing alerts, spotting unusual behaviour, handling regulatory follow-up, and knowing when something is noise and when it deserves real attention.
You won’t be boxed into a narrow monitoring-only seat either. You’ll get involved in how the surveillance function actually runs. That includes working on enhancements to the in-house surveillance system, helping test changes, supporting reporting, speaking with external clients, and contributing to investigations, governance, and control work that matters. If your current seat feels too procedural, this gives you more range.
Three things stand out here:
- You’ll work close to the market — not buried in a back-office admin process, but actively supervising trading activity and market behaviour.
- You’ll get variety — alerts, investigations, client queries, regulatory documentation, system enhancement work, and broader surveillance support across asset classes.
- You’ll be in a business where surveillance is part of the product and the infrastructure — which means your input carries more weight than it does in firms where surveillance is just a control function bolted on at the side.
What you’ll be doing day to day: You’ll spend your time across a mix of live surveillance, regulatory support, and operational control work, including:
- Monitoring client activity across trading platforms in real time and T+1
- Reviewing alerts, identifying potential market abuse risks, and escalating where needed
- Supporting STOR-related work, investigations, and regulatory documentation
- Working with internal teams on surveillance system issues, testing, and enhancements
- Handling queries from clients around surveillance processes and tooling
- Maintaining core control items such as holiday calendars, reference prices, stock status, and trading notices
- Supporting governance work including weekly reporting, quarterly reporting, monitoring programme deliverables, and incident documentation
What you’ll need: This won’t suit someone trying to learn surveillance from scratch. You’ll need to have done this before in a relevant market environment. The three big things they care about are:
- Market surveillance experience from a bank, broker, exchange, venue, or similarly relevant trading environment
- Strong understanding of FCA and exchange rules, market abuse risk, and the MAR5 risk analysis process
- Good grasp of equities and equity-related products, with the confidence to work across stakeholders and manage work without heavy supervision
Useful background includes experience with Bloomberg, Refinitiv, regulatory reporting, STOR workflows, and handling external client interaction.
Why you might move: A lot of surveillance seats are repetitive. Same alerts. Same process. Same escalation path. This one gives you more breadth. You’ll sit in a regulated market setting, work closely with senior surveillance leadership, deal with real external stakeholders, and get exposure to both the control side and the technology side of surveillance. That’s a better platform if you want to sharpen your judgment, not just process tickets.
Interview process: Process | Introductory call with us > shortlist review > client interviews > offer
What next: If you’ve worked in market surveillance and want a seat closer to the market, the regulator, and the underlying surveillance infrastructure, apply and we can talk you through it properly in confidence.
Junior Analist in London employer: Ocean Red
As a mid-sized business located in London, we offer a dynamic work environment that prioritises market integrity and regulatory oversight. Our hybrid working model allows for flexibility while providing real market exposure and the opportunity to engage directly with senior stakeholders. We foster a culture of growth and innovation, encouraging employees to contribute to enhancements in our surveillance tooling and processes, making this an excellent place for those seeking meaningful and rewarding employment.
StudySmarter Expert Advice🤫
We think this is how you could land Junior Analist in London
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those who work in market surveillance. A friendly chat can lead to insider info about job openings and even referrals.
✨Tip Number 2
Prepare for your interviews by brushing up on FCA rules and market abuse detection. Show us you know your stuff and can handle real-world scenarios. Practice common interview questions related to surveillance to boost your confidence.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your career goals. Use our website to find roles that excite you and match your skills. Tailor your approach to each company’s culture and values.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind. It shows your enthusiasm for the role and gives you another chance to highlight why you’re the perfect fit.
We think you need these skills to ace Junior Analist in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV highlights your market surveillance experience and understanding of FCA rules. We want to see how your background aligns with the role, so don’t be shy about showcasing relevant skills!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re passionate about market integrity and how your previous roles have prepared you for this position. Let us know what excites you about working with us!
Showcase Your Technical Skills:If you've got experience with tools like Bloomberg or Refinitiv, make sure to mention it! We’re keen on candidates who can hit the ground running, so highlight any technical skills that relate to the job.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re serious about joining our team!
How to prepare for a job interview at Ocean Red
✨Know Your Market Surveillance Basics
Before the interview, brush up on your market surveillance knowledge. Understand the key concepts of market abuse, FCA rules, and how they apply to trading environments. This will show that you’re not just familiar with the theory but can also apply it in practice.
✨Prepare for Real-World Scenarios
Expect to discuss real-life scenarios during your interview. Think about past experiences where you identified unusual trading behaviour or handled regulatory documentation. Be ready to explain your thought process and the impact of your actions.
✨Familiarise Yourself with Tools
Since the role involves using tools like Bloomberg and Refinitiv, make sure you’re comfortable discussing how you’ve used these platforms in previous roles. If you have experience with system enhancements or testing, highlight that as well.
✨Engage with the Interviewers
Show genuine interest in the company and the role by asking insightful questions. Inquire about their current surveillance challenges or how they see the role evolving. This demonstrates your enthusiasm and willingness to contribute to their team.
