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- Tasks: Support regulatory relationships and ensure compliance with FCA and PRA regulations.
- Company: Nucleus Financial aims to revolutionise retirement planning in the UK.
- Benefits: Enjoy flexible working, health initiatives, and a generous pension scheme.
- Why this job: Join a dynamic team that values innovation and empowers you to make impactful decisions.
- Qualifications: Strong understanding of regulatory matters and excellent communication skills required.
- Other info: This is a 12-month fixed-term contract with opportunities for personal growth.
The predicted salary is between 36000 - 60000 £ per year.
Regulatory Engagement Senior Analyst (12 Month FTC)
Join to apply for the Regulatory Engagement Senior Analyst (12 Month FTC) role at Nucleus Financial
Regulatory Engagement Senior Analyst (12 Month FTC)
1 day ago Be among the first 25 applicants
Join to apply for the Regulatory Engagement Senior Analyst (12 Month FTC) role at Nucleus Financial
We\’re looking for a Senior analyst in the Regulatory Engagement team on a 12 month fixed term basis, you will support the Regulatory Engagement senior manager with managing the relationship with the FCA and PRA. You will ensure good governance around the interaction with the regulators.
You will provide support to the People team in submitting SMCR-related applications and certification updates to the FCA.
You will help maintain the relevant sections of the Management Responsibilities Map (MRM) and provide updates to the Company Secretariat where appropriate.
You will support engagement with other external bodies – e.g. trade bodies and compliance forums – as appropriate
Responsibilities
- Support the Regulatory Engagement senior manager with coordinating responses to regulatory information and data requests and drafting Principle 11 and SUP 15 notifications
- Coordinate and track:
- actions taken as a result of regulatory interaction
- provisions of responses to the regulators
- Collaborate with the People team to ensure SMCR-related applications and certification updates are submitted in a timely manner
- Ensure the MRM is updated and maintained through collaboration with the People team and Company Secretariat
- Represent Compliance/Regulatory Engagement at appropriate working groups and committees to provide second line challenge to the business
- Liaise with internal/external stakeholders to build and maintain effective working relationships
- Facilitate the company’s response to key FCA outputs (e.g. Dear CEO letters, Quarterly Platform Data returns etc)
- Assist with oversight of permissions, waivers and new applications
- Maintain connectivity and involvement with the Compliance team and with the wider Risk and Compliance department to enable constructive and appropriate liaison with the regulator and industry bodies/associations.
- Provide change/project support from a regulatory engagement perspective, where required
- Alongside the wider Risk & Compliance teams, demonstrate, promote and help maintain a positive regulatory risk and compliance culture
- Support the organisation’s goals and values
- Take responsibility in everything you do to deliver good outcomes for our customers
- Positively demonstrate the Nucleus Smart, Heart and Courage values and behaviours
- Ensure compliance with Code of Conduct at all times.
About you
- Good awareness of regulatory matters
- Detailed knowledge of PRA and FCA regulations, requirements and expectations
- Ability to build and maintain effective working relationships with all levels of staff and senior management
- Ability to prioritise and manage a range of complex issues at once
- Have a forward-thinking attitude, anticipating problems and challenges for the team and providing practical solutions to address issues in a timely manner
- Ability to present strong judgement, analysis and decision-making for the wider team, evaluating and implementing best practice where appropriate
- Strong written and verbal communication skills.
A little about us
Our purpose at Nucleus is to help make retirement more rewarding, with a vision to build the best retirement-focused platform in the UK. It is this purpose that drives everything we do. Whether you are working in a role that is customer-facing or not, you’ll need to be service-obsessed to work here.
It’s a fast paced and exciting environment, and one where we believe you will get the chance to fulfil your potential and do work that really matters, to you and our customers. We believe in you having your own chunk of responsibility and being trusted to make things happen.
Nucleus’ culture is something our people believe sets us apart from other places they’ve worked. We think big, know our stuff and move at pace, but always empowering others along the way and breaking new ground to find better ways of doing things. We know that sometimes the right choice is not the easy one, so empowering each other and celebrating others\’ successes, as well as our own, is part of what makes us Nucleus #WeAreNucleus
Inclusion and diversity at Nucleus
As with most things in life, who cares, wins. We really care about inclusion.
For us this is not a box-ticking thing, it’s a commercial imperative. It isn’t about being PC. It’s about being future-relevant and durable. Find out more on our inclusion page.
We offer a generous blend of benefits for the things that really matter to our people, including pension, bonus, enhanced parental leave, paid time off for emergencies, health and wellbeing initiatives and flexible working options.
Seniority level
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Seniority level
Director
Employment type
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Employment type
Full-time
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Regulatory Engagement Senior Analyst (12 Month FTC) employer: Nucleus Financial
Contact Detail:
Nucleus Financial Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Engagement Senior Analyst (12 Month FTC)
✨Tip Number 1
Familiarise yourself with the latest FCA and PRA regulations. Understanding these will not only help you in interviews but also demonstrate your commitment to staying updated in the regulatory landscape.
✨Tip Number 2
Network with professionals in the regulatory field, especially those who have experience with the FCA and PRA. Engaging in discussions can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Prepare to discuss real-world scenarios where you've successfully managed complex regulatory issues. This will showcase your problem-solving skills and ability to handle the responsibilities of the role.
✨Tip Number 4
Demonstrate your understanding of governance and compliance culture during your interactions. Highlighting your proactive approach to maintaining a positive regulatory environment can set you apart from other candidates.
We think you need these skills to ace Regulatory Engagement Senior Analyst (12 Month FTC)
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Regulatory Engagement Senior Analyst position. Tailor your application to highlight how your skills and experiences align with the job description.
Highlight Relevant Experience: In your CV and cover letter, emphasise any previous experience you have in regulatory engagement or compliance roles. Be specific about your achievements and how they relate to the responsibilities outlined in the job description.
Showcase Communication Skills: Given the importance of strong written and verbal communication skills for this role, provide examples in your application that demonstrate your ability to communicate effectively with various stakeholders, including regulators and senior management.
Tailor Your Cover Letter: Craft a personalised cover letter that not only expresses your interest in the role but also reflects your understanding of Nucleus Financial's values and culture. Mention how you can contribute to their mission of making retirement more rewarding.
How to prepare for a job interview at Nucleus Financial
✨Know Your Regulations
Make sure you have a solid understanding of the PRA and FCA regulations. Brush up on their requirements and expectations, as this knowledge will be crucial in demonstrating your expertise during the interview.
✨Showcase Your Relationship-Building Skills
Be prepared to discuss how you've built and maintained effective working relationships in previous roles. Highlight specific examples where your communication skills helped facilitate collaboration with stakeholders.
✨Demonstrate Problem-Solving Abilities
Think of instances where you've anticipated challenges and provided practical solutions. Be ready to share these examples to showcase your forward-thinking attitude and ability to manage complex issues.
✨Emphasise Cultural Fit
Familiarise yourself with Nucleus' values and culture. During the interview, express how your personal values align with theirs, particularly around service obsession and empowerment, to show you're a great fit for the team.
