At a Glance
- Tasks: Support regulatory engagement and manage relationships with FCA and PRA.
- Company: Join a forward-thinking company with a strong compliance culture.
- Benefits: Enjoy flexible working, a non-contributory pension, and health initiatives.
- Other info: Fully remote work available with opportunities for career growth.
- Why this job: Make a real impact in regulatory compliance while developing your skills.
- Qualifications: Knowledge of FCA/PRA regulations and strong communication skills required.
The predicted salary is between 50000 - 60000 £ per year.
Purpose of the role
This role can be fully remote or from one of our locations across the UK such as Edinburgh, Glasgow, Salisbury or London. As a Senior analyst in the SMCR/Regulatory Engagement team, you will support the SMCR Senior Manager/Lead with managing the relationship with the FCA and PRA as well as the SMCR Framework. You will ensure good governance around the interaction with the regulators.
Responsibilities
- Support the SMCR lead/senior manager with coordinating responses to regulatory information and data requests and drafting Principle 11 and SUP 15 notifications and supporting meetings with the regulators.
- Coordinate and track actions taken as a result of regulatory interaction and provisions of responses to the regulators.
- Collaborate with the SMCR and People team to ensure SMCR-related applications and certification updates are submitted in a timely manner.
- Ensure the MRM is updated and maintained through collaboration with the SMCR team, People team and Company Secretariat.
- Represent Compliance at appropriate working groups and committees to provide second line challenge to the business.
- Liaise with internal/external stakeholders to build and maintain effective working relationships.
- Demonstrate effective decision-making.
- Facilitate the company’s response to key FCA outputs (e.g. Dear CEO letters, Quarterly Platform Data returns).
- Assist with oversight of regulatory permissions, waivers and new applications.
- Maintain connectivity and involvement with the Compliance team and with the wider Risk and Compliance department to enable constructive and appropriate liaison with the regulators and industry bodies/associations.
- Provide change/project support from a regulatory engagement perspective, where required.
- Alongside the wider Risk & Compliance teams, demonstrate, promote and help maintain a positive regulatory risk and compliance culture.
- Support the organisation’s goals and values.
- Take responsibility in everything you do to deliver good outcomes for our customers.
- Positively demonstrate the Nucleus Smart, Heart and Courage values and behaviours.
- Ensure compliance with the Code of Conduct at all times.
About you
- Good awareness of regulatory matters.
- Detailed knowledge of PRA and FCA regulations, requirements and expectations.
- Ability to build and maintain effective working relationships with all levels of staff and senior management.
- Ability to prioritise and manage a range of complex issues at once.
- Have a forward‑thinking attitude, anticipating problems and challenges for the team and providing practical solutions to address issues in a timely manner.
- Ability to present strong judgement, analysis and decision-making for the wider team, evaluating and implementing best practice where appropriate.
- Strong written and verbal communication skills.
Benefits
- Non-contributory pension.
- Bonus.
- Enhanced parental leave.
- Paid time off for emergencies.
- Health and wellbeing initiatives.
- Flexible working options.
Regulatory Engagement/SMCR Senior Analyst - 12 Month FTC in Glasgow employer: Nucleus Financial
Join a forward-thinking company that prioritises employee well-being and professional growth, offering flexible working options whether you choose to work remotely or from one of our vibrant UK locations like Edinburgh, Glasgow, Salisbury, or London. With a strong commitment to fostering a positive regulatory risk and compliance culture, we provide comprehensive benefits including a non-contributory pension, bonus schemes, and enhanced parental leave, ensuring that you can thrive both personally and professionally in a supportive environment.
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Engagement/SMCR Senior Analyst - 12 Month FTC in Glasgow
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those who work at companies you're interested in. A friendly chat can open doors and give you insights that job descriptions just can't.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their values and how they align with yours. This will help you show them that you're not just a fit for the role, but for the team too!
✨Tip Number 3
Practice your responses to common interview questions, but keep it natural. We want you to sound confident and authentic, so don’t just memorise answers—make them your own!
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Regulatory Engagement/SMCR Senior Analyst - 12 Month FTC in Glasgow
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the role of Regulatory Engagement/SMCR Senior Analyst. Highlight your experience with FCA and PRA regulations, and any relevant governance or compliance work you've done. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about regulatory engagement and how you can contribute to our team. Be sure to mention specific experiences that relate to the responsibilities outlined in the job description.
Showcase Your Communication Skills:Since strong written communication is key for this role, make sure your application is clear and concise. Avoid jargon unless it's relevant, and keep your language professional yet approachable. We appreciate good communication as much as you do!
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you get all the updates directly from us. Plus, it’s super easy to do!
How to prepare for a job interview at Nucleus Financial
✨Know Your Regulations
Make sure you brush up on your knowledge of PRA and FCA regulations before the interview. Being able to discuss specific regulatory matters confidently will show that you're well-prepared and serious about the role.
✨Showcase Your Relationship-Building Skills
Since this role involves liaising with various stakeholders, think of examples where you've successfully built relationships in previous roles. Be ready to share how you maintain effective communication and collaboration with different teams.
✨Demonstrate Problem-Solving Abilities
Prepare to discuss situations where you've anticipated challenges and provided practical solutions. This will highlight your forward-thinking attitude and ability to manage complex issues, which is crucial for this position.
✨Communicate Clearly and Effectively
Strong written and verbal communication skills are essential for this role. Practice articulating your thoughts clearly and concisely, as you'll need to convey complex regulatory information to various audiences.
