At a Glance
- Tasks: Support regulatory engagement and manage relationships with FCA and PRA.
- Company: Join a forward-thinking company with a strong compliance culture.
- Benefits: Enjoy a non-contributory pension, bonuses, and flexible working options.
- Other info: Great opportunity for career growth in a dynamic regulatory environment.
- Why this job: Make a real impact in regulatory compliance while working remotely or from various UK locations.
- Qualifications: Knowledge of FCA/PRA regulations and strong communication skills required.
The predicted salary is between 40000 - 50000 £ per year.
Purpose of the role
This role can be fully remote or from one of our locations across the UK such as Edinburgh, Glasgow, Salisbury or London. As a Senior analyst in the SMCR/Regulatory Engagement team, you will support the SMCR Senior Manager/Lead with managing the relationship with the FCA and PRA as well as the SMCR Framework. You will ensure good governance around the interaction with the regulators.
Responsibilities
- Support the SMCR lead/senior manager with coordinating responses to regulatory information and data requests and drafting Principle 11 and SUP 15 notifications and supporting meetings with the regulators.
- Coordinate and track actions taken as a result of regulatory interaction and provisions of responses to the regulators.
- Collaborate with the SMCR and People team to ensure SMCR-related applications and certification updates are submitted in a timely manner.
- Ensure the MRM is updated and maintained through collaboration with the SMCR team, People team and Company Secretariat.
- Represent Compliance at appropriate working groups and committees to provide second line challenge to the business.
- Liaise with internal/external stakeholders to build and maintain effective working relationships.
- Demonstrate effective decision-making.
- Facilitate the company’s response to key FCA outputs (e.g. Dear CEO letters, Quarterly Platform Data returns).
- Assist with oversight of regulatory permissions, waivers and new applications.
- Maintain connectivity and involvement with the Compliance team and with the wider Risk and Compliance department to enable constructive and appropriate liaison with the regulators and industry bodies/associations.
- Provide change/project support from a regulatory engagement perspective, where required.
- Alongside the wider Risk & Compliance teams, demonstrate, promote and help maintain a positive regulatory risk and compliance culture.
- Support the organisation’s goals and values.
- Take responsibility in everything you do to deliver good outcomes for our customers.
- Positively demonstrate the Nucleus Smart, Heart and Courage values and behaviours.
- Ensure compliance with the Code of Conduct at all times.
About you
- Good awareness of regulatory matters.
- Detailed knowledge of PRA and FCA regulations, requirements and expectations.
- Ability to build and maintain effective working relationships with all levels of staff and senior management.
- Ability to prioritise and manage a range of complex issues at once.
- Have a forward‑thinking attitude, anticipating problems and challenges for the team and providing practical solutions to address issues in a timely manner.
- Ability to present strong judgement, analysis and decision-making for the wider team, evaluating and implementing best practice where appropriate.
- Strong written and verbal communication skills.
Benefits
- Non-contributory pension.
- Bonus.
- Enhanced parental leave.
- Paid time off for emergencies.
- Health and wellbeing initiatives.
- Flexible working options.
Regulatory Engagement/SMCR Senior Analyst - 12 Month FTC in Edinburgh employer: Nucleus Financial
At our company, we pride ourselves on being an excellent employer, offering a supportive and flexible work culture that prioritises employee wellbeing and growth. With the option to work remotely or from various UK locations, including vibrant cities like Edinburgh and London, we provide a dynamic environment where you can thrive professionally while enjoying a healthy work-life balance. Our commitment to fostering strong relationships with regulators and promoting a positive compliance culture ensures that you will be part of a team that values integrity and excellence.
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Engagement/SMCR Senior Analyst - 12 Month FTC in Edinburgh
✨Dive into Industry Groups
Join compliance and risk management groups on platforms like LinkedIn and Facebook. These communities often share temp job postings and insights. You’d be surprised at how many temporary gigs float around through word of mouth!
✨Showcase Your Expertise
Consider creating content on compliance topics that get you noticed—think LinkedIn articles or even a blog. This not only shows off your knowledge but can grab the attention of companies like Nucleus Financial when they’re searching for someone to fill a temporary position.
✨Tap into Recruitment Agencies
Reach out to recruitment agencies that specialise in compliance and risk roles. They’re usually in touch with companies looking to fill temporary roles, which can save us a lot of time in our job search.
✨Go Local with Networking
Attend local compliance and risk seminars or workshops. Meeting professionals in our area can open up temp opportunities, and it’s a great way to make your face known in the industry—plus, you might even meet someone from Nucleus Financial!
We think you need these skills to ace Regulatory Engagement/SMCR Senior Analyst - 12 Month FTC in Edinburgh
Some tips for your application 🫡
Show Your Compliance Know-How:When you’re applying for a compliance-risk role like Regulatory Engagement/SMCR Senior Analyst - 12 Month FTC, make sure to highlight your understanding of industry regulations and risk management principles. Mention any relevant coursework, certifications, or projects that showcase your expertise in these areas—it's what sets you apart!
Highlight Your Analytical Skills:In the compliance-risk field, strong analytical skills are essential. Talk about your experiences that required critical thinking and data analysis, whether in past roles, internships, or academic projects. Show us how you've identified risks and implemented solutions in the past.
Tailor Your CV for the Temporary Role:Since this is a temporary role, focus on your availability and flexibility in your CV. Highlight any previous short-term roles or projects that demonstrate your ability to adapt quickly and deliver results in a fast-paced environment. This helps employers see you as an easy fit in their team!
A Concise Cover Letter is Key:Keep your cover letter short and focused! Explain why you're interested in the compliance-risk area specifically for this temporary position at Nucleus Financial. Mention what you hope to learn and achieve, showing your enthusiasm and motivation to contribute positively during your time there.
How to prepare for a job interview at Nucleus Financial
✨Know Your Compliance Basics
Make sure you're clued up on the key compliance and risk regulations pertinent to the industry you're applying to. Understanding frameworks like GDPR or AML will not only impress but also show that you’re ready to hit the ground running in your temporary role at Nucleus Financial.
✨Prepare for Scenarios
Expect scenario-based questions that test your problem-solving skills. They might ask how you'd handle a specific compliance issue. Think through real situations you’ve encountered in past roles or study hypothetical cases to showcase your analytical skills and practical judgement during the interview.
✨Highlight Your Adaptability
Since this is a temporary position, emphasise your ability to adapt quickly to new environments and team dynamics. Share examples of how you’ve successfully adjusted to changes in past roles and how this flexibility can benefit Nucleus Financial in the short term.
✨Gather Your Technical Tools
Familiarise yourself with commonly used compliance tools or software, as they might come up in the interview. If you've used tools for risk assessments or compliance tracking, mention those and be ready to discuss how they can streamline processes at Nucleus Financial.
