At a Glance
- Tasks: Oversee compliance processes and support mortgage advisers in a dynamic finance environment.
- Company: Reputable private finance brokerage in Central London with a strong industry presence.
- Benefits: Competitive pro-rata salary, hybrid working, and private medical insurance.
- Other info: Part-time position with excellent career development opportunities.
- Why this job: Join a flexible role that offers autonomy and the chance to work with experienced professionals.
- Qualifications: Experience in mortgage compliance and strong organisational skills required.
The predicted salary is between 40000 - 40000 € per year.
Are you looking for a part-time Mortgage Compliance Manager role? This role at a private finance firm in Central London with an exceptional reputation is the one for you!
A well-established private finance brokerage in Central London is looking to appoint a part-time Mortgage & Protection Compliance Manager to support its growing advisory team. This is a flexible, hybrid role offering strong autonomy and the opportunity to work alongside highly experienced industry professionals.
What’s on Offer:
- 3 days per week
- Salary: £40,000 pro rata (equivalent to c. £67,000 full-time)
- Hybrid working: typically 1 day in the office and 2 days remote (initially)
- Private medical insurance
- Central London office location
About the Business:
This firm is a trusted name in the commercial and private finance space, supporting entrepreneurial clients across both residential and commercial lending. With decades of combined experience, the leadership team operates as long-term financial partners to their clients, offering an end-to-end, relationship-led service. Their strong lender network and reputation for delivery enable them to provide tailored funding solutions efficiently and effectively.
The Role:
This is a hands-on compliance position supporting both mortgage and protection activities across the business. You’ll work closely with advisers and senior stakeholders to ensure regulatory standards are maintained, while overseeing key compliance processes across the firm.
Key responsibilities include:
- Supervision of mortgage advisers
- KPI reviews and monthly compliance activity
- File checks and adviser observations where required
- Conducting Mortgage Adviser 1:1s
- Managing introducer agreements and onboarding
- Updating and maintaining compliance policies
- Quarterly group reporting (e.g. AML and sanctions checks)
- Managing joiners/leavers and annual Fit & Proper assessments
- Horizon scanning for regulatory updates
- Marketing sign-off across digital and social channels
- Supporting internal and external audits
- Light-touch oversight of commercial advisers
- Acting as point of contact for external compliance partners
Requirements:
We’re looking for someone who brings:
- Solid experience in mortgage and protection compliance
- Strong attention to detail and organisational skills
- The ability to manage workload effectively within a part-time structure
- Confidence working with advisers and senior stakeholders
- Ability to commute to Central London as required for office-based activities.
Interested? If this role aligns with your experience and you’re looking for a flexible compliance position within a highly regarded finance brokerage, get in touch to arrange a confidential conversation.
Mortgage Compliance Manager in City of London employer: NRG Resourcing
Join a prestigious private finance brokerage in Central London as a Mortgage Compliance Manager, where you will enjoy a flexible hybrid working structure and the opportunity to collaborate with seasoned industry professionals. With a strong emphasis on employee growth and a supportive work culture, this role offers competitive benefits including private medical insurance and the chance to make a meaningful impact in a well-respected firm known for its commitment to client relationships and tailored financial solutions.
StudySmarter Expert Advice🤫
We think this is how you could land Mortgage Compliance Manager in City of London
✨Network Like a Pro
Get out there and connect with people in the finance and compliance sectors. Attend industry events, join relevant online forums, and don’t be shy about reaching out on LinkedIn. We all know that sometimes it’s not just what you know, but who you know!
✨Show Off Your Skills
When you get the chance to chat with potential employers, make sure to highlight your experience in mortgage and protection compliance. Share specific examples of how you've maintained regulatory standards or improved compliance processes. We want them to see you as the perfect fit for their team!
✨Prepare for the Interview
Do your homework on the company and its culture before the interview. Understand their values and how they operate in the private finance space. We want you to walk in feeling confident and ready to discuss how you can contribute to their success.
✨Apply Through Our Website
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we’re always looking for talented individuals like you to join our growing team in the finance sector.
We think you need these skills to ace Mortgage Compliance Manager in City of London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Mortgage Compliance Manager role. Highlight your relevant experience in mortgage and protection compliance, and don’t forget to showcase your attention to detail and organisational skills!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this part-time role. Mention your experience working with advisers and senior stakeholders, and how you can contribute to our team.
Showcase Your Skills:In your application, be sure to highlight specific skills that match the job description. Talk about your experience with KPI reviews, file checks, and managing compliance processes. We want to see how you can hit the ground running!
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and get you one step closer to joining our fantastic team in Central London!
How to prepare for a job interview at NRG Resourcing
✨Know Your Compliance Stuff
Make sure you brush up on the latest mortgage and protection compliance regulations. Being able to discuss recent changes or trends in the industry will show that you're not just knowledgeable but also proactive about staying informed.
✨Showcase Your Organisational Skills
Since this role requires strong organisational skills, prepare examples of how you've effectively managed workloads in previous positions. Think about specific situations where your attention to detail made a difference in compliance processes.
✨Engage with Stakeholders
Be ready to talk about your experience working with advisers and senior stakeholders. Prepare some anecdotes that highlight your ability to communicate clearly and build relationships, as this is crucial for the role.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm's compliance culture and how they handle regulatory updates. This shows your genuine interest in the role and helps you gauge if the company aligns with your values and work style.
