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- Tasks: Lead the Risk & Compliance team to ensure effective compliance monitoring and regulatory adherence.
- Company: Join a dynamic Financial Services client based in North Tyneside, focused on compliance excellence.
- Benefits: Enjoy 25 days holiday, hybrid work options, pension contributions, and more perks like free flu jabs.
- Why this job: Be part of a culture that values compliance and make a real impact in the financial sector.
- Qualifications: Experience in regulatory risk and compliance management is essential for this role.
- Other info: Hybrid working available after probation; salary up to £45,000.
The predicted salary is between 27000 - 63000 £ per year.
We are currently working with a Financial Services client based in North Tyneside who are looking for a Regulatory Risk and Compliance Manager to join their team in order to ensure compliance frameworks are efficient and effective. This role has a salary up to £45,000, working Monday to Friday 9-5, with hybrid working available after completing a successful probation. You will report to the Head of Risk and Compliance, helping the client comply with regulatory requirements, industry standards and internal processes, whilst fostering a strong compliance culture within the team. Whats in it for you 25 days holidays + bank holidays increasing to 28 after 5 years and a day off for your birthday. Pension – employee 5% and employer 3%. Parking on site. Death in service 3 times salary. Employee assistance programme. Discount platform and a salary sacrifice season ticket for the metro. Free flu jabs for anyone that wants to have them. Cycle to work scheme. About the role Lead & manage the Risk & Compliance team in delivery of risk-based compliance monitoring. Emerging risks and regulatory horizon scanning to stay informed on industry compliance regulations, trends, and implementing new regulatory requirements as needed. Provide oversight and ad…
Regulatory Risk & Compliance Manager employer: NRG Careers
Contact Detail:
NRG Careers Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Risk & Compliance Manager
✨Tip Number 1
Familiarize yourself with the latest regulatory requirements and compliance trends in the financial services sector. This knowledge will not only help you in interviews but also demonstrate your proactive approach to staying informed.
✨Tip Number 2
Network with professionals in the regulatory risk and compliance field. Attend industry events or join relevant online forums to connect with others who can provide insights and potentially refer you to opportunities.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully managed compliance frameworks in previous roles. Highlight your leadership skills and ability to foster a strong compliance culture within a team.
✨Tip Number 4
Research the company’s current compliance challenges and be ready to suggest potential solutions during your discussions. Showing that you understand their needs will set you apart from other candidates.
We think you need these skills to ace Regulatory Risk & Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in regulatory risk and compliance. Use specific examples that demonstrate your ability to manage compliance frameworks and lead teams effectively.
Craft a Strong Cover Letter: Write a cover letter that clearly outlines your motivation for applying to this role. Emphasize your understanding of the financial services industry and how your skills align with the company's needs.
Highlight Relevant Skills: In your application, focus on key skills such as risk assessment, regulatory knowledge, and team leadership. Mention any certifications or training that are pertinent to the role.
Showcase Your Compliance Culture Experience: Discuss any previous experiences where you fostered a strong compliance culture within a team. Provide examples of how you have successfully implemented compliance initiatives in past roles.
How to prepare for a job interview at NRG Careers
✨Understand Regulatory Frameworks
Make sure you have a solid grasp of the regulatory frameworks relevant to the financial services industry. Be prepared to discuss how you have implemented compliance measures in previous roles and how you stay updated on changes in regulations.
✨Showcase Leadership Skills
As a Regulatory Risk & Compliance Manager, you'll be leading a team. Highlight your leadership experience and provide examples of how you've successfully managed teams in the past, particularly in high-pressure situations.
✨Demonstrate Analytical Thinking
Prepare to discuss your approach to risk assessment and compliance monitoring. Use specific examples to illustrate how you've identified emerging risks and developed strategies to mitigate them.
✨Foster a Compliance Culture
Talk about your experience in promoting a strong compliance culture within an organization. Share strategies you've used to engage team members and ensure everyone understands their role in maintaining compliance.
