Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Conduct compliance reviews, prepare reports, and collaborate with stakeholders to ensure regulatory adherence.
- Company: A leading financial services group in the UK with a strong commitment to compliance.
- Benefits: Competitive salary, professional development opportunities, and a supportive work environment.
- Why this job: Join a dynamic team ensuring compliance in a fast-paced financial sector.
- Qualifications: Experience in compliance monitoring and a solid understanding of regulations like AML and KYC.
- Other info: Ideal for those looking to make a significant impact in the financial services industry.
The predicted salary is between 43200 - 72000 £ per year.
A leading financial services group in the UK is looking for two Senior Compliance Monitoring Associates to help ensure adherence to laws and internal policies. Candidates should have relevant compliance monitoring experience in financial advice or platform sectors, analytical skills, and understanding of regulations like AML, KYC, MiFID, and GDPR.
Responsibilities
- Conduct compliance reviews.
- Prepare reports.
- Collaborate with stakeholders.
Qualifications
- Relevant compliance monitoring experience in financial advice or platform sectors.
- Analytical skills.
- Understanding of AML, KYC, MiFID, and GDPR.
- Strong IT background is advantageous.
- Relevant qualifications are desirable.
Senior Compliance Monitoring Lead: Risk & Regulation Insight in Bath employer: Novia Financial plc
Contact Detail:
Novia Financial plc Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Monitoring Lead: Risk & Regulation Insight in Bath
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. Sometimes, a friendly chat can lead to a hidden job opening that’s not even advertised.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of AML, KYC, MiFID, and GDPR. We want you to be the go-to person in the room when these topics come up. Show them you’re not just familiar, but passionate about compliance!
✨Tip Number 3
Practice makes perfect! Conduct mock interviews with friends or family to get comfortable discussing your compliance monitoring experience. The more you practice, the more confident you'll feel when it’s time to shine.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of resources to help you stand out, and applying directly can sometimes give you an edge. Let’s get you that Senior Compliance Monitoring Lead role!
We think you need these skills to ace Senior Compliance Monitoring Lead: Risk & Regulation Insight in Bath
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant compliance monitoring experience, especially in financial advice or platform sectors. We want to see how your skills align with the job description, so don’t be shy about showcasing your analytical skills and understanding of regulations like AML, KYC, MiFID, and GDPR.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Senior Compliance Monitoring Lead role. Share specific examples of your past experiences and how they relate to the responsibilities listed in the job description. We love a good story!
Be Clear and Concise: When writing your application, clarity is key. Keep your language straightforward and avoid jargon unless it’s relevant to the role. We appreciate well-structured applications that get straight to the point, so make sure every word counts!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about us and what we stand for at StudySmarter!
How to prepare for a job interview at Novia Financial plc
✨Know Your Regulations
Make sure you brush up on your knowledge of AML, KYC, MiFID, and GDPR. Being able to discuss these regulations confidently will show that you understand the compliance landscape and can navigate it effectively.
✨Showcase Your Analytical Skills
Prepare examples from your past experience where you've used your analytical skills to conduct compliance reviews or solve complex problems. This will help demonstrate your capability in a practical context.
✨Collaborate Like a Pro
Think of instances where you've successfully collaborated with stakeholders. Be ready to share how you communicated effectively and built relationships, as teamwork is key in compliance roles.
✨Tech Savvy is a Plus
If you have a strong IT background, highlight it! Discuss any relevant tools or software you've used in compliance monitoring. This can set you apart from other candidates who may not have that technical edge.
