CASS Compliance & Oversight Specialist in Bath

CASS Compliance & Oversight Specialist in Bath

Bath Full-Time 40000 - 50000 Β£ / year (est.) No working from home possible
Novia Financial plc

At a Glance

  • Tasks: Ensure regulatory compliance and drive process improvements in client money operations.
  • Company: Wealthtime, a forward-thinking firm focused on compliance excellence.
  • Benefits: Competitive salary, professional development, and a supportive team environment.
  • Other info: Opportunity for career growth in a dynamic and collaborative team.
  • Why this job: Join us to make a real difference in compliance and oversight within the finance sector.
  • Qualifications: Strong knowledge of CASS rules and experience with wrap platforms required.

The predicted salary is between 40000 - 50000 Β£ per year.

Wealthtime is seeking a CASS Oversight professional to strengthen our operations team and ensure regulatory compliance across client money processes.

You will support design, implementation, and ongoing management of the CASS oversight function within Operations.

Key duties include driving process improvements, responding to technical queries, coordinating audits, and producing regular CASS reports for stakeholders.

Strong knowledge of CASS rules plus experience with wrap platforms is essential.

#J-18808-Ljbffr

CASS Compliance & Oversight Specialist in Bath employer: Novia Financial plc

Quanta Group is an exceptional employer, offering a dynamic work culture that fosters innovation and collaboration within the fast-paced financial services sector. Employees benefit from comprehensive professional development opportunities, a supportive environment for AI and infrastructure projects, and the chance to work with cutting-edge technology while making a meaningful impact on the organisation's transformation journey.

Novia Financial plc

Contact Details:

Novia Financial plc Recruitment Team

We think you need these skills to ace CASS Compliance & Oversight Specialist in Bath

CASS Oversight
Regulatory Compliance
Process Improvement
Technical Query Response
Audit Coordination
CASS Reporting
Knowledge of CASS Rules