Head of Compliance & Risk β€” Scaled Financial Advice

Head of Compliance & Risk β€” Scaled Financial Advice

Full-Time 60000 - 80000 Β£ / year (est.) No working from home possible
Nova Wealth

At a Glance

  • Tasks: Lead compliance and risk framework while ensuring safe growth and high standards.
  • Company: Nova Wealth, a growing firm in the financial advice sector.
  • Benefits: Competitive salary, hybrid working, and potential equity opportunities.
  • Other info: Opportunity to work closely with management and drive impactful change.
  • Why this job: Join a dynamic team and shape the future of compliance in financial advice.
  • Qualifications: Senior compliance experience in a UK FCA-regulated firm required.

The predicted salary is between 60000 - 80000 Β£ per year.

Nova Wealth is seeking a Head of Compliance to lead their compliance and risk framework as they expand. In this role, you will work closely with the management team to ensure safe growth and high standards.

The ideal candidate will have senior compliance experience in a UK FCA-regulated firm and a strong understanding of financial regulations.

The position offers competitive salary, hybrid working, and potential equity opportunities.

Head of Compliance & Risk β€” Scaled Financial Advice employer: Nova Wealth

NOVA Wealth is an exceptional employer that fosters a dynamic and innovative work culture, perfect for those looking to make a significant impact in the financial advice sector. With a strong emphasis on employee growth and development, we offer unique opportunities to lead compliance and risk initiatives in a fast-paced startup environment, all while being part of a collaborative team dedicated to protecting our customers and enhancing our services. Located in the vibrant UK market, our commitment to governance and consumer duty ensures that you will be at the forefront of shaping the future of financial advice.

Nova Wealth

Contact Details:

Nova Wealth Recruitment Team

We think you need these skills to ace Head of Compliance & Risk β€” Scaled Financial Advice

Compliance Management
Risk Management
Financial Regulations Knowledge
FCA Regulation Understanding
Leadership Skills
Stakeholder Engagement
Strategic Thinking