Audit Manager - Risk and Control Enhancement (RCE) in London

Audit Manager - Risk and Control Enhancement (RCE) in London

London Full-Time 55000 - 65000 £ / year (est.) No working from home possible
Northern Trust Corp

At a Glance

  • Tasks: Lead audit validation activities and collaborate with teams to enhance risk controls.
  • Company: Join Northern Trust, a global leader in wealth management and financial services.
  • Benefits: Flexible work culture, career growth opportunities, and commitment to community service.
  • Other info: Inclusive workplace with accessible senior leaders and strong philanthropic values.
  • Why this job: Make a real impact by improving risk management and control processes.
  • Qualifications: Degree in relevant field and knowledge of audit procedures required.

The predicted salary is between 55000 - 65000 £ per year.

About Northern Trust

As a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world’s most successful individuals, families, corporations and institutions. Since 1889, we have aligned our efforts with our three guiding Principles That Endure: Service, Expertise, and Integrity. Together, they reflect the three cornerstones of business conduct which we strive to instill in our employees, whom we call partners, and to provide to our clients and the communities we serve worldwide. With more than 135 years of financial experience and over 24,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.

Role / Department:

Hiring for 2 positions. Audit Services provides independent assurance over how Northern Trust manages risk, strengthens controls, and supports responsible growth. This role will bring managing skills to help design and lead the execution of audit validation activities as part of Northern Trust’s Risk and Control Enhancement transformation program. The successful candidate will work with audit teams, business leaders, and senior stakeholders to interpret risk themes, challenge control design and effectiveness.

The key responsibilities of the role include:

  • Develop testing approach and ensure the scope of the audit validation activities is comprehensive and adequate.
  • Lead walkthroughs, planning meetings.
  • Provide training, coaching, and auditing expertise to the audit team.
  • Work on several audit validations at a time and ensure work is delivered timely/within budget.
  • Lead discussions with stakeholders on testing findings.
  • Challenge issues, propose root cause, draft issues and reports (including executive summary).

Skills / Qualifications:

The successful candidate will benefit from having:

  • Knowledge of audit procedures and standards usually obtained through related work experience and a four year degree program is required.
  • Knowledge of corporate policies and procedures that relate to auditing/accounting standards and analytical skills are necessary to prepare audits.
  • Excellent oral and written communication skills are required.

Work Authorization

Applicants must have the right to work in the United Kingdom at the time of application and for the duration of employment. Please note that Northern Trust is unable to provide visa sponsorship for this role. This includes Skilled Worker visas, Global Business Mobility routes, Graduate visas, Youth Mobility Scheme, High Potential Individual visas, Scale-up Worker visas, Temporary Worker visas, and other employer-sponsored visa categories.

Working with Us

As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to an inclusive workplace and assisting the communities we serve. Philanthropy is deeply rooted in Northern Trust’s history and is an essential element of our culture. Employees around the world give their time and talent to work for the greater good of their communities.

Reasonable Accommodation

Northern Trust is committed to working with and providing adjustments to individuals with health conditions and disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center, or alternatively you can discuss your individual requirements with the recruiter you are working with.

Audit Manager - Risk and Control Enhancement (RCE) in London employer: Northern Trust Corp

Northern Trust Corp. is an excellent employer, offering a dynamic work environment in Greater London that encourages innovative thinking and flexibility. Employees benefit from a strong commitment to community service, alongside ample opportunities for professional growth within the Asset Management sector. Joining our team means being part of a stable organization that values resilience and collaboration, making it a rewarding place to advance your career.

Northern Trust Corp

Contact Details:

Northern Trust Corp Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Audit Manager - Risk and Control Enhancement (RCE) in London

Tap into Campus Networks

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We think you need these skills to ace Audit Manager - Risk and Control Enhancement (RCE) in London

Audit Procedures
Analytical Skills
Communication Skills
Project Management
Stakeholder Engagement
Training and Coaching
Risk Assessment

Some tips for your application 🫡

Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.

Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Northern Trust Corp.

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How to prepare for a job interview at Northern Trust Corp

Brush Up on Financial Analysis Skills

Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Northern Trust Corp.

Prepare for Case Studies

Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.

Show Your Passion for Finance

Since this is a full-time position, employers at Northern Trust Corp will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.

Network with Industry Professionals

Before your interview, reach out to current or former Northern Trust Corp employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.