North Rock Capital Management, LLC; a London-based compliance role within the FCA-authorised office, offering hybrid working flexibility. The Compliance Associate will support UK and global programs, report to the UK CCO, SMF 16, and join a small local team.
The role requires 4–8 years of financial regulatory experience, with knowledge of MiFIR and UK market rules, plus a bachelor’s degree. Strong communication and analytical skills are essential for daily regulatory support.
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Compliance Associate - UK/Global Regulatory Reporting in London employer: North Rock Capital Management, LLC
North Rock Capital Management, LLC is an exceptional employer that values its employees by offering a supportive work environment in the heart of London. With a strong emphasis on professional development and hybrid working flexibility, employees can thrive both personally and professionally while contributing to impactful global compliance initiatives. The company fosters a collaborative culture where your expertise in financial regulations is not only recognised but also nurtured, making it an ideal place for those seeking meaningful and rewarding careers.
Contact Details:
North Rock Capital Management, LLC Recruitment Team
