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- Tasks: Join our compliance team to ensure regulatory adherence and support product development.
- Company: A boutique investment management firm focused on hedge funds and private markets.
- Benefits: Enjoy a dynamic work environment with opportunities for professional growth.
- Why this job: Be part of a team that values compliance while driving commercial success in exciting markets.
- Qualifications: Extensive compliance experience in investment management, especially with alternative investments and UK regulations.
- Other info: Report directly to the Head of Compliance and collaborate with various business teams.
The predicted salary is between 43200 - 72000 £ per year.
Our client, a boutique investment management firm specializing in hedge fund and private markets products, is seeking a Senior Compliance Officer to join their compliance team in London. The successful candidate will report directly to the Head of Compliance.
Responsibilities:
- Develop and maintain compliance documentation and procedures.
- Ensure regulatory adherence across distribution channels and support product development and management in various markets.
- Collaborate with business teams to meet commercial objectives while upholding regulatory standards.
Requirements:
- Extensive experience in compliance within investment management, particularly with alternative investments, liquid alternatives, hedge fund products, and private markets.
- Strong knowledge of UK (FCA) and Luxembourg (CSSF) regulatory environments, including UCITS and AIF regulations.
- Excellent relationship management skills.
Senior Compliance Officer, Alternatives/Private Markets, London | London, UK employer: Non-disclosed
Contact Detail:
Non-disclosed Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer, Alternatives/Private Markets, London | London, UK
✨Tip Number 1
Network with professionals in the investment management sector, especially those who have experience in compliance for alternative investments. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends in compliance.
✨Tip Number 2
Familiarise yourself with the specific regulations that govern hedge funds and private markets, particularly the FCA and CSSF guidelines. This knowledge will not only help you in interviews but also demonstrate your commitment to understanding the compliance landscape.
✨Tip Number 3
Prepare to discuss real-life scenarios where you've successfully navigated compliance challenges in previous roles. Highlight your problem-solving skills and how you collaborated with business teams to achieve compliance while meeting commercial objectives.
✨Tip Number 4
Research the boutique investment management firm thoroughly. Understand their products, market position, and compliance culture. Tailoring your conversation to reflect your knowledge of their operations can set you apart from other candidates.
We think you need these skills to ace Senior Compliance Officer, Alternatives/Private Markets, London | London, UK
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your extensive experience in compliance within investment management, particularly with alternative investments and hedge fund products. Use specific examples to demonstrate your knowledge of UK (FCA) and Luxembourg (CSSF) regulatory environments.
Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and the firm. Discuss how your skills align with the responsibilities outlined in the job description, particularly your ability to develop compliance documentation and collaborate with business teams.
Showcase Relationship Management Skills: Emphasise your excellent relationship management skills in both your CV and cover letter. Provide examples of how you have successfully collaborated with various teams to meet commercial objectives while ensuring regulatory compliance.
Proofread and Edit: Before submitting your application, thoroughly proofread your documents. Check for any grammatical errors or typos, and ensure that your application is clear, concise, and professional. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Non-disclosed
✨Know Your Regulations
Make sure you have a solid understanding of the UK (FCA) and Luxembourg (CSSF) regulatory environments. Brush up on UCITS and AIF regulations, as being able to discuss these confidently will show your expertise in compliance.
✨Demonstrate Your Experience
Prepare specific examples from your past roles that highlight your extensive experience in compliance within investment management. Focus on alternative investments and hedge fund products to align with what the company is looking for.
✨Showcase Relationship Management Skills
Since excellent relationship management skills are crucial for this role, think of instances where you've successfully collaborated with business teams. Be ready to discuss how you balanced commercial objectives with regulatory standards.
✨Prepare Questions
Have insightful questions ready for the interviewers about their compliance processes and challenges they face in the alternatives/private markets space. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.
