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- Tasks: Lead the development of a standalone CASS function and ensure compliance with FCA rules.
- Company: Join a small, ambitious firm focused on enhancing operational efficiency in financial services.
- Benefits: Enjoy a dynamic work environment with opportunities for career growth and skill development.
- Why this job: Make a real impact by improving systems and controls while working closely with industry regulators.
- Qualifications: Must have extensive CASS knowledge and experience in managing compliance frameworks.
- Other info: Office attendance is required Monday to Friday; ideal for those seeking a hands-on role.
The predicted salary is between 43200 - 72000 £ per year.
This is a new role to support increasing complexity and scale of a business. The firm is looking to recruit an experience CASS manager with excellent technical skills and experience to build a stand alone CASS function Please note that attendance in the office is essential Monday-Friday
Key Responsibilities
- Review and expand existing CASS policies and procedures
- Maintain the CASS framework including FCA rule mapping and controls to ensure compliance with CASS rules at all times
- Managing CASS relations with the FCA
- Document and report any CASS breaches
- Advise on CASS Risk – assist in ICARA preparation and sit on Risk Committee
- Draft and review Due Diligence on key counterparties, ensuring it is kept up to date
- Day to Day – perform CASS reconciliations of money and assets, reviewing shortfalls and reconciliation breaks, developing CASS reconciliations and controls
- Weekly report to Exco on CASS matters
- Maintenance of CASS Breach Register
- Produce MI for stakeholders
- Own and manage a CASS monitoring programme
- Maintaining an up-to-date and thorough knowledge of the CASS rules and associated industry changes
- Taking initiatives to strengthen systems and controls to improve operational efficiency and reduce the incidence of errors and breaches
- Identifying where technology can be leveraged to further automate reconciliations, CASS records, audit trails and other recurring tasks
You must have broad CASS knowledge and be happy working in a small , but ambitious firm
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CASS Oversight Manager | London, UK employer: Non-disclosed
Contact Detail:
Non-disclosed Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land CASS Oversight Manager | London, UK
✨Tip Number 1
Network with professionals in the CASS field. Attend industry events or webinars where you can meet people who work in similar roles. This can help you gain insights into the company culture and expectations, making you a more attractive candidate.
✨Tip Number 2
Stay updated on the latest FCA regulations and CASS compliance requirements. Being knowledgeable about recent changes will not only prepare you for interviews but also demonstrate your commitment to the role and the industry.
✨Tip Number 3
Prepare to discuss specific examples of how you've managed CASS functions in the past. Think about challenges you've faced and how you overcame them, as well as any improvements you've implemented that enhanced operational efficiency.
✨Tip Number 4
Familiarise yourself with the company's existing CASS policies and procedures if possible. Understanding their current framework will allow you to suggest tailored improvements during the interview, showcasing your proactive approach and expertise.
We think you need these skills to ace CASS Oversight Manager | London, UK
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in CASS management and technical skills relevant to the role. Use specific examples that demonstrate your ability to build and maintain CASS functions.
Craft a Strong Cover Letter: Write a cover letter that addresses the key responsibilities mentioned in the job description. Explain how your background aligns with the firm's needs, particularly in compliance with FCA rules and managing CASS relations.
Showcase Relevant Experience: In your application, emphasise any previous roles where you managed CASS policies or performed reconciliations. Highlight your experience with risk committees and preparing for ICARA, as these are crucial for this position.
Proofread Your Application: Before submitting, carefully proofread your application for any errors or inconsistencies. A polished application reflects your attention to detail, which is essential for a CASS Oversight Manager.
How to prepare for a job interview at Non-disclosed
✨Demonstrate Your CASS Expertise
Make sure to showcase your in-depth knowledge of CASS rules and regulations during the interview. Be prepared to discuss specific examples of how you've managed CASS compliance in previous roles, as this will demonstrate your technical skills and experience.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving abilities in real-world scenarios. Think about past experiences where you identified CASS breaches or improved processes, and be ready to explain your thought process and the outcomes.
✨Show Your Initiative
The firm is looking for someone who can take the lead in building a stand-alone CASS function. Be prepared to discuss any initiatives you've taken in previous roles to enhance systems and controls, and how you can apply that to this new position.
✨Understand the Company Culture
Since the role is in a small but ambitious firm, it's important to convey your adaptability and willingness to contribute to a dynamic environment. Research the company’s values and be ready to explain how you align with their goals and culture.
