At a Glance
- Tasks: Lead regulatory reporting initiatives and ensure compliance across EMEA jurisdictions.
- Company: Join Nomura, a global financial services leader with a rich history since 1925.
- Benefits: Competitive salary, diverse teams, and opportunities for professional growth.
- Other info: Dynamic environment with a focus on diversity and inclusion.
- Why this job: Make a significant impact on compliance while collaborating with global teams.
- Qualifications: Deep expertise in financial regulations and strong analytical skills required.
The predicted salary is between 63000 - 77000 £ per year.
Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership.
The Senior Regulatory Reporting VP will play a critical role in supporting Nomura's broader Regulatory Reporting team across EMEA jurisdictions. This position requires a seasoned professional with deep expertise in financial services regulatory frameworks who can navigate complex regulatory changes, perform comprehensive impact assessments, and ensure seamless compliance across multiple jurisdictions while maintaining strong stakeholder relationships.
Key Responsibilities
- Regulatory Compliance & Analysis: Engage with Compliance teams on regulatory interpretation for all EMEA jurisdiction regulatory changes and cross-regional impacts affecting EMEA entities. Conduct comprehensive gap analysis comparing current reporting practices against post-regulatory change requirements, considering all of Nomura's booking models. Perform root cause analyses and impact assessments for regulatory breaches, including cross-jurisdictional analysis. Drive remediation plans by partnering with technology teams to design and implement effective solutions for remediation. Ensure procedures, RCSA documentation, and traceability documents are updated following regulatory changes.
- Testing & Quality Assurance: Coordinate with offshore teams to develop and execute test scenarios/cases for UAT on regulatory changes and remediations. Provide oversight of UAT processes and deliver relevant regional sign-offs. Conduct post-release checks to ensure implementation effectiveness.
- Project Management & Governance: Lead project governance activities for regulatory reporting initiatives. Manage new business initiatives reporting requirements. Demonstrate successful involvement in key regulatory programmes.
- Stakeholder Management: Build and maintain ongoing dialogue with key business and corporate stakeholders to understand and align on strategic objectives. Support BAU teams during audit and regulator engagements. Lead regular meetings / provide updates to key stakeholders to keep them updated and ensure expectations are met / managed to ensure Nomura is compliant for reporting.
Essential Requirements
- Technical Expertise Regulatory Knowledge: Excellent understanding of key EMEA jurisdictions including MiFID (RTS 22 and RTS 1&2), EMIR, SFTR, Central Bank Reporting (Bank of England and Bank of Israel). Strong ability to interpret regulatory text and translate into actionable business requirements. Experience with best practice controls and processes in financial markets.
- Professional Experience: Proven experience with regulatory change management frameworks particularly in EMIR and SFTR. Demonstrated successful programme delivery.
- Core Competencies: Strong analytical and synthesis capabilities. Proven leadership and team-building skills with ability to collaborate across global locations. Ability to articulate key messages across all mediums and escalate risks appropriately. Strong interpersonal skills with experience operating in global organizations. Proactive approach with flexible and dynamic request management capabilities.
Preferred Qualifications
- Hands-on experience with digital tools and data analytics platforms.
- Professional qualifications in finance, compliance, or related fields.
Key Success Factors
- Demonstrates strong prioritization skills in stakeholder management.
- Maintains a 'can-do' attitude with proactive problem-solving approach.
- Successfully manages multiple competing priorities in a dynamic environment.
- Builds effective working relationships across different time zones and cultures.
This role offers an excellent opportunity for a regulatory reporting professional to make a significant impact on Nomura's compliance framework while working with diverse, global teams in a dynamic regulatory environment.
Inclusion
Respect DEI, foster a culture of psychological safety in the workplace and cultivate a 'Risk Culture' (Challenge, Escalate and Respect).
Diversity & Inclusion
Nomura is an equal opportunity employer. We value diversity and are committed to ensuring we best reflect the diversity of the communities we serve creating an inclusive environment for all our employees. We welcome all applications and do not discriminate on the basis of age, disability, gender identity and gender expression, pregnancy and maternity, marriage and civil partnership, race, religion or belief, sex or sexual orientation.
If you require any assistance or reasonable adjustments due to a disability or long-term health condition, please do not hesitate to contact us.
Regulatory Reporting (Vice President) employer: Nomura
Nomura is an excellent employer that fosters a dynamic and collaborative work culture in the heart of London, offering employees the chance to engage with global teams across major financial hubs like Mumbai and Tokyo. With a strong emphasis on professional development, employees benefit from extensive training opportunities and the chance to work on complex regulatory challenges, making it a rewarding environment for those looking to advance their careers in investment banking.
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Reporting (Vice President)
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
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Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
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Don’t shy away from reaching out directly to firms like Nomura. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Regulatory Reporting (Vice President)
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Nomura.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on Nomura's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at Nomura
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Nomura.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at Nomura will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former Nomura employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
