At a Glance
- Tasks: Oversee MiFID regulatory reporting and ensure compliance with evolving regulations.
- Company: Join Nomura, a global leader in financial services with a rich history.
- Benefits: Competitive salary, diverse work environment, and opportunities for professional growth.
- Other info: Inclusive workplace that values diversity and offers career advancement.
- Why this job: Make a real impact in the financial sector while developing your skills.
- Qualifications: Strong understanding of MiFID regulations and experience in financial services.
The predicted salary is between 40500 - 49500 £ per year.
Join to apply for the MiFID Regulatory Reporting Associate role at Nomura.
Company Overview
Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership.
Department Overview
EMEA Regulatory Operations conduct an Oversight model of the BAU process and controls managed by the Regulatory Operations team in Powai. Coverage includes SFTR, EMIR, MiFID & Central Bank reporting.
Location
London, United Kingdom
Responsibilities
- Provide oversight and progress to the department senior management team and stakeholders, regionally and globally.
- Supervise regular meetings and reporting to all stakeholders to keep them up to date and manage expectations.
- Lead continual improvements to both the process and control environment.
- Monitor regulatory changes, assess impact and implement necessary changes to maintain compliance.
- Ensure thorough understanding of the regulatory reporting environment and compliance for MiFID reporting across all technical standards.
- Build and maintain ongoing dialogue with key Business and Corporate stakeholders to understand and align on strategy.
- Proactively manage breach process, taking ownership of issues from inception to conclusion including technology remediation and back reporting.
Qualifications
- Excellent understanding of MiFID regulatory reporting requirements, including best practice controls and processes.
- Experience working in financial services, ideally in a MiFID regulatory reporting role.
- Strong stakeholder management and the ability to prioritise and allocate workload to focus on key areas.
- Ability to articulate key messages and escalate potential risks in a timely manner.
- Proactive with a “can-do” attitude and flexible, dynamic approach to managing requests.
- Good business knowledge of Front / Middle / Back-office functions.
- Strong analytical and synthesis skills.
- Hands-on experience with digital tools and data analytics preferred.
Right to Work
The UK Government has taken steps to reduce net migration to the UK by limiting the number of overseas workers coming to the UK for employment. Nomura can only employ overseas workers if we can provide evidence that this is a genuine vacancy for a qualified role.
Diversity & Inclusion
Nomura is an equal opportunity employer. We value diversity and are committed to ensuring we best reflect the diversity of the communities we serve, creating an inclusive environment for all our employees. We welcome all applications and do not discriminate on the basis of age, disability, gender identity and gender expression, pregnancy and maternity, marriage and civil partnership, race, religion or belief, sex or sexual orientation. If you require any assistance or reasonable adjustments due to a disability or long-term health condition, please do not hesitate to contact us.
MiFID Regulatory Reporting Associate employer: Nomura
Nomura is an exceptional employer, offering a dynamic work environment in the heart of London where compliance professionals can thrive. With a strong emphasis on employee growth, we provide comprehensive training and development opportunities, ensuring our team stays ahead of regulatory changes while fostering a collaborative culture that values innovation and integrity. Join us to be part of a forward-thinking organisation that prioritises your career progression and well-being.
StudySmarter Expert Advice🤫
We think this is how you could land MiFID Regulatory Reporting Associate
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like Nomura. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace MiFID Regulatory Reporting Associate
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Nomura.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on Nomura's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at Nomura
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Nomura.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at Nomura will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former Nomura employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
